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SCD

LMP Capital and Income Fund

28 hedge funds and large institutions have $56M invested in LMP Capital and Income Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

29% more capital invested

Capital invested by funds: $43.5M → $56M (+$12.5M)

3.46% more ownership

Funds ownership: 16.26%19.72% (+3.5%)

3% less funds holding

Funds holding: 2928 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$12.8M +$2.75M +178,899 +28%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M +$747K +48,615 +8%
Lazard Asset Management
3
Lazard Asset Management
New York
$7.85M +$3.76M +244,883 +97%
GC
4
Guggenheim Capital
Illinois
$6.05M -$653K -42,505 -10%
Wells Fargo
5
Wells Fargo
California
$3.39M -$165K -10,731 -5%
Cohen & Steers
6
Cohen & Steers
New York
$3.13M -$467K -30,360 -13%
WAM
7
Wolverine Asset Management
Illinois
$2.98M +$1.05M +68,522 +57%
RJA
8
Raymond James & Associates
Florida
$1.42M +$337K +21,910 +32%
CA
9
Cornerstone Advisors
North Carolina
$933K +$602K +39,179 +196%
SCM
10
Saba Capital Management
New York
$849K +$167K +10,863 +25%
PAG
11
Private Advisor Group
New Jersey
$848K +$825K +53,696 New
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$797K +$73.8K +4,804 +11%
Invesco
13
Invesco
Georgia
$706K +$589K +38,361 +606%
SG Americas Securities
14
SG Americas Securities
New York
$543K +$529K +34,448 New
LPL Financial
15
LPL Financial
California
$435K -$9.63K -627 -2%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$429K +$238K +15,464 +133%
CPA
17
Cowen Prime Advisors
New York
$395K +$76.8K +5,000 +25%
Bank of America
18
Bank of America
North Carolina
$298K -$446 -29 -0.2%
Barclays
19
Barclays
United Kingdom
$226K +$74.1K +4,822 +47%
TC
20
TFS Capital
Pennsylvania
$225K +$219K +14,249 New
DT
21
Diversified Trust
Tennessee
$224K -$95.3K -6,201 -30%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$217K -$158K -10,292 -43%
Citigroup
23
Citigroup
New York
$197K -$9.25K -602 -5%
U
24
UBS
Switzerland
$137K +$722 +47 +0.5%
OIA
25
Optimum Investment Advisors
Illinois
$24K