SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

28 hedge funds and large institutions have $56M invested in LMP Capital and Income Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$7.85M
2
AAM
2
Advisors Asset Management
Colorado
$12.8M
3
WAM
3
Wolverine Asset Management
Illinois
$2.98M
4
PAG
4
Private Advisor Group
New Jersey
$848K
5
Morgan Stanley
5
Morgan Stanley
New York
$10.8M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$0
2
GC
2
Guggenheim Capital
Illinois
$6.05M
3
Cohen & Steers
3
Cohen & Steers
New York
$3.13M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Wells Fargo
5
Wells Fargo
California
$3.39M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$12.8M 811,661 +178,899 +28%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M 684,845 +48,615 +8%
Lazard Asset Management
3
Lazard Asset Management
New York
$7.85M 497,819 +244,883 +97%
GC
4
Guggenheim Capital
Illinois
$6.05M 383,504 -42,505 -10%
Wells Fargo
5
Wells Fargo
California
$3.39M 214,472 -10,731 -5%
Cohen & Steers
6
Cohen & Steers
New York
$3.13M 198,140 -30,360 -13%
WAM
7
Wolverine Asset Management
Illinois
$2.98M 188,788 +68,522 +57%
RJA
8
Raymond James & Associates
Florida
$1.42M 90,124 +21,910 +32%
CA
9
Cornerstone Advisors
North Carolina
$933K 59,179 +39,179 +196%
SCM
10
Saba Capital Management
New York
$849K 53,863 +10,863 +25%
PAG
11
Private Advisor Group
New Jersey
$848K 53,696 +53,696 New
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$797K 50,443 +4,804 +11%
Invesco
13
Invesco
Georgia
$706K 44,692 +38,361 +606%
SG Americas Securities
14
SG Americas Securities
New York
$543K 34,448 +34,448 New
LPL Financial
15
LPL Financial
California
$435K 27,506 -627 -2%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$429K 27,130 +15,464 +133%
CPA
17
Cowen Prime Advisors
New York
$395K 25,000 +5,000 +25%
Bank of America
18
Bank of America
North Carolina
$298K 18,843 -29 -0.2%
Barclays
19
Barclays
United Kingdom
$226K 15,045 +4,822 +47%
TC
20
TFS Capital
Pennsylvania
$225K 14,249 +14,249 New
DT
21
Diversified Trust
Tennessee
$224K 14,182 -6,201 -30%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$217K 13,720 -10,292 -43%
Citigroup
23
Citigroup
New York
$197K 12,517 -602 -5%
U
24
UBS
Switzerland
$137K 8,646 +47 +0.5%
OIA
25
Optimum Investment Advisors
Illinois
$24K 1,508 – –
1
2