SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

30 hedge funds and large institutions have $77.4M invested in LMP Capital and Income Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.8M
2
Invesco
2
Invesco
Georgia
$6.18M
3
CG
3
Caprock Group
Idaho
$1.15M
4
CAS
4
Cue Advisory Services
Arizona
$674K
5
RJA
5
Raymond James & Associates
Florida
$4.84M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$3.02M
2
SCM
2
Saba Capital Management
New York
$324K
3
UCFA
3
United Capital Financial Advisors
Texas
$0
4
PAG
4
Private Advisor Group
New Jersey
$753K
5
AAM
5
Advisors Asset Management
Colorado
$26.3M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$26.3M 1,571,357 -6,382 -0.4%
Morgan Stanley
2
Morgan Stanley
New York
$13.4M 801,280 -2,581 -0.3%
Invesco
3
Invesco
Georgia
$6.18M 368,577 +78,104 +27%
Lazard Asset Management
4
Lazard Asset Management
New York
$5.89M 351,316 +10,030 +3%
RJA
5
Raymond James & Associates
Florida
$4.84M 288,481 +31,458 +12%
Wells Fargo
6
Wells Fargo
California
$3.77M 225,139 +13,041 +6%
Cohen & Steers
7
Cohen & Steers
New York
$3.75M 223,975 +25,835 +13%
GC
8
Guggenheim Capital
Illinois
$3.02M 180,205 -54,789 -23%
WAM
9
Wolverine Asset Management
Illinois
$1.8M 107,369 +107,369 New
CA
10
Cornerstone Advisors
North Carolina
$1.31M 78,074 – –
CG
11
Caprock Group
Idaho
$1.15M 68,680 +68,680 New
PAG
12
Private Advisor Group
New Jersey
$753K 44,921 -6,900 -13%
CAS
13
Cue Advisory Services
Arizona
$674K 40,194 +40,194 New
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$631K 37,663 -660 -2%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$565K 33,740 +9,225 +38%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$491K 29,284 +5,445 +23%
Bank of America
17
Bank of America
North Carolina
$441K 26,327 +7,314 +38%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$342K 20,414 +17,596 +624%
UBS Group
19
UBS Group
Switzerland
$342K 20,435 +20,435 New
SCM
20
Saba Capital Management
New York
$324K 19,326 -34,537 -64%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$237K 14,127 +314 +2%
OC
22
Oppenheimer & Co
New York
$231K 13,787 +13,787 New
SFS
23
Shaker Financial Services
Virginia
$220K 13,127 +13,127 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$193K 11,529 -2,115 -16%
LPL Financial
25
LPL Financial
California
$186K 11,092 -440 -4%
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