SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

33 hedge funds and large institutions have $62.4M invested in LMP Capital and Income Fund in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
33
Holders Change
-4
Holders Change %
-10.81%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$6.63M
2
RJA
2
Raymond James & Associates
Florida
$10.6M
3
AAM
3
Advisors Asset Management
Colorado
$7.55M
4
PPA
4
Parametric Portfolio Associates
Washington
$2.42M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.54M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
SFS
3
Shaker Financial Services
Virginia
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$1.89M
5
Wells Fargo
5
Wells Fargo
California
$6.18M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13M 948,370 +14,680 +2%
RJA
2
Raymond James & Associates
Florida
$10.6M 773,369 +55,678 +8%
AAM
3
Advisors Asset Management
Colorado
$7.55M 552,374 +28,865 +6%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$6.63M 485,167 +68,875 +17%
Wells Fargo
5
Wells Fargo
California
$6.18M 452,346 -31,273 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.54M 332,297 +21,928 +7%
PPA
7
Parametric Portfolio Associates
Washington
$2.42M 177,460 +27,258 +18%
Bank of America
8
Bank of America
North Carolina
$1.95M 142,408 +809 +0.6%
Lazard Asset Management
9
Lazard Asset Management
New York
$1.89M 138,402 -32,935 -19%
GC
10
Guggenheim Capital
Illinois
$1.83M 133,705 +7,173 +6%
Cohen & Steers
11
Cohen & Steers
New York
$1.68M 123,205 – –
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$634K 46,422 +1,163 +3%
OC
13
Oppenheimer & Co
New York
$566K 41,440 -19,680 -32%
CAS
14
Cue Advisory Services
Arizona
$490K 35,897 -1,386 -4%
CA
15
Cornerstone Advisors
North Carolina
$425K 31,091 -30,316 -49%
AF
16
Advisornet Financial
Minnesota
$391K 28,650 +1,000 +4%
UBS Group
17
UBS Group
Switzerland
$285K 20,886 +2,533 +14%
AG
18
Advisor Group
Arizona
$255K 18,674 +1,500 +9%
Citigroup
19
Citigroup
New York
$189K 13,865 +3,227 +30%
CIA
20
Capital Investment Advisors
Georgia
$184K 13,500 – –
PAG
21
Private Advisor Group
New Jersey
$172K 12,612 +12,612 New
RJT
22
Raymond James Trust
Florida
$160K 11,773 -41 -0.3%
M&T Bank
23
M&T Bank
New York
$157K 11,500 +1,000 +10%
QCIG
24
Quad-Cities Investment Group
Iowa
$85K 6,209 -448 -7%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$76K 5,595 -1,000 -15%
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