SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

47 hedge funds and large institutions have $73.8M invested in LMP Capital and Income Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 9 closing their positions.

Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.87M
2
GC
2
Guggenheim Capital
Illinois
$1.37M
3
RCM
3
Rivernorth Capital Management
Florida
$7.74M
4
WAM
4
Wolverine Asset Management
Illinois
$2.28M
5
SFS
5
Shaker Financial Services
Virginia
$612K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$2.86M
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
Invesco
3
Invesco
Georgia
$3.19M
4
LCM
4
Landscape Capital Management
New Jersey
$1.52M
5
ICM
5
Ionic Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$10.2M 775,913 +5,591 +0.7%
Morgan Stanley
2
Morgan Stanley
New York
$8.87M 675,152 +94,848 +16%
RJA
3
Raymond James & Associates
Florida
$8.33M 634,184 +10,236 +2%
RCM
4
Rivernorth Capital Management
Florida
$7.74M 589,097 +82,650 +16%
Lazard Asset Management
5
Lazard Asset Management
New York
$4.59M 349,232 -14,539 -4%
CA
6
Cornerstone Advisors
North Carolina
$3.88M 295,693 +18,009 +6%
Invesco
7
Invesco
Georgia
$3.19M 242,888 -52,341 -18%
Cohen & Steers
8
Cohen & Steers
New York
$3.16M 240,611 – –
Bank of America
9
Bank of America
North Carolina
$2.87M 218,847 +32,883 +18%
AAM
10
Advisors Asset Management
Colorado
$2.86M 217,933 -125,293 -37%
WAM
11
Wolverine Asset Management
Illinois
$2.28M 173,493 +59,345 +52%
MC
12
Matisse Capital
Oregon
$2.27M 172,512 +46,415 +37%
1CP
13
1607 Capital Partners
Virginia
$1.98M 150,721 -3,500 -2%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.55M 117,969 +15,311 +15%
LCM
15
Landscape Capital Management
New Jersey
$1.52M 115,475 -27,584 -19%
GC
16
Guggenheim Capital
Illinois
$1.37M 104,020 +86,547 +495%
MIG
17
Mariner Investment Group
New York
$1.2M 91,388 +9,651 +12%
SFS
18
Shaker Financial Services
Virginia
$612K 46,642 +46,642 New
AA
19
AQR Arbitrage
Connecticut
$524K 39,917 -2,237 -5%
CAS
20
Cue Advisory Services
Arizona
$503K 38,323 +786 +2%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$424K 32,312 -700 -2%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$397K 30,082 +1,040 +4%
CCM
23
Coe Capital Management
Illinois
$394K 30,000 – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$392K 29,880 +18,188 +156%
PAG
25
Private Advisor Group
New Jersey
$330K 24,971 -3,000 -11%
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