CG
SCD

Caprock Group’s LMP Capital and Income Fund SCD Stock Holding History

Caprock Group’s Portfolio SCD Stock Details SCD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-10,598
Closed -$131K – 335
2016
Q1 		$131K Hold
10,598
– – 0.03% 332
2015
Q4 		$131K Sell
10,598
-77,639
-88% -$980K 0.08% 83
2015
Q3 		$1.07M Buy
+88,237
New +$1.23M 0.76% 26
2015
Q1 		– Sell
-68,680
Closed -$1.15M – 92
2014
Q4 		$1.15M Buy
+68,680
New +$1.14M 1.25% 18

Other funds holding SCD

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return