Caprock Group’s LMP Capital and Income Fund SCD Stock Holding History

Caprock Group’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-10,598	Closed	-$131K	–	335
2016 Q1	$131K	Hold	10,598	–	–	0.03%	332
2015 Q4	$131K	Sell	10,598 -77,639	-88%	-$980K	0.08%	83
2015 Q3	$1.07M	Buy	+88,237	New	+$1.23M	0.76%	26
2015 Q1	–	Sell	-68,680	Closed	-$1.15M	–	92
2014 Q4	$1.15M	Buy	+68,680	New	+$1.14M	1.25%	18

Other funds holding SCD

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Caprock Group's SCD Position: Q2 2016 in Review

Caprock Group sold out of LMP Capital and Income Fund (SCD) in Q2 2016, closing a stake of 10,598 shares — an estimated $131K sold.

Caprock Group first reported a position in SCD in Q4 2014 and held it in 4 quarters. The position peaked at $1.15M in Q4 2014. 47 funds tracked by Wall St. Rank hold SCD as of Q2 2016.

Caprock Group reported no remaining LMP Capital and Income Fund position as of Q2 2016 after selling out during the quarter.
Caprock Group sold 10,598 LMP Capital and Income Fund shares in Q2 2016, an estimated $131K.
Caprock Group first reported a position in LMP Capital and Income Fund in Q4 2014 and held it in 4 quarters.
Caprock Group's LMP Capital and Income Fund position peaked at $1.15M in Q4 2014.
47 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q2 2016.

Based on Caprock Group's 13F filing for Q2 2016, filed 25 Aug 2016.