Oppenheimer & Co’s LMP Capital and Income Fund SCD Stock Holding History

Oppenheimer & Co’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-46,499	Closed	-$600K	–	1374
2019 Q1	$600K	Sell	46,499 -3,541	-7%	-$43.9K	0.02%	741
2018 Q4	$534K	Buy	50,040 +8,600	+21%	+$106K	0.02%	707
2018 Q3	$566K	Sell	41,440 -19,680	-32%	-$269K	0.01%	819
2018 Q2	$785K	Buy	61,120 +11,824	+24%	+$153K	0.02%	682
2018 Q1	$622K	Buy	49,296 +5,991	+14%	+$81.6K	0.02%	774
2017 Q4	$604K	Buy	43,305 +14,385	+50%	+$202K	0.02%	794
2017 Q3	$420K	Sell	28,920 -7,336	-20%	-$105K	0.01%	907
2017 Q2	$516K	Buy	36,256 +8,706	+32%	+$124K	0.01%	819
2017 Q1	$392K	Sell	27,550 -1,618	-6%	-$22.5K	0.01%	893
2016 Q4	$388K	Hold	29,168	–	–	0.01%	894
2016 Q3	$398K	Buy	29,168 +5,143	+21%	+$70.1K	0.01%	892
2016 Q2	$315K	Sell	24,025 -8,268	-26%	-$105K	0.01%	953
2016 Q1	$399K	Buy	32,293 +10,276	+47%	+$117K	0.01%	835
2015 Q4	$272K	Buy	+22,017	New	+$278K	0.01%	991
2015 Q3	–	Sell	-13,282	Closed	-$200K	–	1449
2015 Q2	$200K	Buy	13,282 +25	+0.2%	+$410	0.01%	1304
2015 Q1	$222K	Sell	13,257 -530	-4%	-$8.95K	0.01%	1247
2014 Q4	$231K	Buy	+13,787	New	+$230K	0.01%	1144

Other funds holding SCD

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Oppenheimer & Co's SCD Position: Q2 2019 in Review

Oppenheimer & Co sold out of LMP Capital and Income Fund (SCD) in Q2 2019, closing a stake of 46,499 shares — an estimated $600K sold.

Oppenheimer & Co first reported a position in SCD in Q4 2014 and held it in 17 quarters. The position peaked at $785K in Q2 2018. 34 funds tracked by Wall St. Rank hold SCD as of Q2 2019.

Oppenheimer & Co reported no remaining LMP Capital and Income Fund position as of Q2 2019 after selling out during the quarter.
Oppenheimer & Co sold 46,499 LMP Capital and Income Fund shares in Q2 2019, an estimated $600K.
Oppenheimer & Co first reported a position in LMP Capital and Income Fund in Q4 2014 and held it in 17 quarters.
Oppenheimer & Co's LMP Capital and Income Fund position peaked at $785K in Q2 2018.
34 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q2 2019.

Based on Oppenheimer & Co's 13F filing for Q2 2019, filed 9 Aug 2019.