Coe Capital Management’s LMP Capital and Income Fund SCD Stock Holding History

Coe Capital Management’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-30,000	Closed	-$378K	–	145
2016 Q3	$378K	Hold	30,000	–	–	0.12%	174
2016 Q2	$394K	Hold	30,000	–	–	0.14%	170
2016 Q1	$371K	Buy	30,000 +20,000	+200%	+$228K	0.12%	179
2015 Q4	$124K	Buy	+10,000	New	+$126K	0.05%	208

Other funds holding SCD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Coe Capital Management's SCD Position: Q4 2016 in Review

Coe Capital Management sold out of LMP Capital and Income Fund (SCD) in Q4 2016, closing a stake of 30,000 shares — an estimated $378K sold.

Coe Capital Management first reported a position in SCD in Q4 2015 and held it in 4 quarters. The position peaked at $394K in Q2 2016. 42 funds tracked by Wall St. Rank hold SCD as of Q4 2016.

Coe Capital Management reported no remaining LMP Capital and Income Fund position as of Q4 2016 after selling out during the quarter.
Coe Capital Management sold 30,000 LMP Capital and Income Fund shares in Q4 2016, an estimated $378K.
Coe Capital Management first reported a position in LMP Capital and Income Fund in Q4 2015 and held it in 4 quarters.
Coe Capital Management's LMP Capital and Income Fund position peaked at $394K in Q2 2016.
42 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q4 2016.

Based on Coe Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.