Thomas J. Herzfeld Advisors’s LMP Capital and Income Fund SCD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,833	Closed	-$114K	–	331
2017 Q3	$114K	Hold	7,833	–	–	0.05%	137
2017 Q2	$111K	Sell	7,833 -20,907	-73%	-$299K	0.05%	142
2017 Q1	$409K	Hold	28,740	–	–	0.18%	85
2016 Q4	$382K	Sell	28,740 -2,057	-7%	-$26.7K	0.18%	79
2016 Q3	$420K	Sell	30,797 -1,515	-5%	-$20.7K	0.22%	74
2016 Q2	$424K	Sell	32,312 -700	-2%	-$8.85K	0.22%	81
2016 Q1	$408K	Sell	33,012 -759	-2%	-$8.67K	0.21%	89
2015 Q4	$418K	Hold	33,771	–	–	0.17%	97
2015 Q3	$411K	Sell	33,771 -150	-0.4%	-$2.09K	0.18%	93
2015 Q2	$512K	Sell	33,921 -224	-0.7%	-$3.67K	0.22%	86
2015 Q1	$572K	Buy	34,145 +405	+1%	+$6.84K	0.27%	83
2014 Q4	$565K	Buy	33,740 +9,225	+38%	+$154K	0.28%	84
2014 Q3	$414K	Sell	24,515 -21,665	-47%	-$383K	0.23%	98
2014 Q2	$819K	Sell	46,180 -2,201	-5%	-$36.9K	0.47%	70
2014 Q1	$779K	Buy	48,381 +21,251	+78%	+$336K	0.46%	69
2013 Q4	$429K	Buy	27,130 +15,464	+133%	+$238K	0.24%	101
2013 Q3	$173K	Buy	+11,666	New	+$176K	0.11%	137