Next Financial Group’s LMP Capital and Income Fund SCD Stock Holding History

Next Financial Group’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-900	Closed	-$11K	–	1845
2015 Q4	$11K	Hold	900	–	–	﹤0.01%	1147
2015 Q3	$10K	Buy	+900	New	+$12.5K	﹤0.01%	1212

Other funds holding SCD

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Next Financial Group's SCD Position: Q1 2016 in Review

Next Financial Group sold out of LMP Capital and Income Fund (SCD) in Q1 2016, closing a stake of 900 shares — an estimated $11K sold.

Next Financial Group first reported a position in SCD in Q3 2015 and held it in 2 quarters. The position peaked at $11K in Q4 2015. 50 funds tracked by Wall St. Rank hold SCD as of Q1 2016.

Next Financial Group reported no remaining LMP Capital and Income Fund position as of Q1 2016 after selling out during the quarter.
Next Financial Group sold 900 LMP Capital and Income Fund shares in Q1 2016, an estimated $11K.
Next Financial Group first reported a position in LMP Capital and Income Fund in Q3 2015 and held it in 2 quarters.
Next Financial Group's LMP Capital and Income Fund position peaked at $11K in Q4 2015.
50 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q1 2016.

Based on Next Financial Group's 13F filing for Q1 2016, filed 20 Apr 2016.