Mosaic Family Wealth’s LMP Capital and Income Fund SCD Stock Holding History

Mosaic Family Wealth’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,375	Closed	-$18K	–	523
2019 Q1	$18K	Hold	1,375	–	–	0.01%	446
2018 Q4	$15K	Hold	1,375	–	–	0.01%	448
2018 Q3	$17K	Hold	1,375	–	–	0.01%	453
2018 Q2	$18K	Hold	1,375	–	–	0.01%	476
2018 Q1	$17K	Hold	1,375	–	–	0.01%	451
2017 Q4	$19K	Hold	1,375	–	–	0.01%	459
2017 Q3	$20K	Buy	1,375 +1,300	+1,733%	+$18.6K	0.01%	474
2017 Q2	$1K	Hold	75	–	–	﹤0.01%	703
2017 Q1	$1K	Sell	75 -352	-82%	-$4.91K	﹤0.01%	710
2016 Q4	$6K	Buy	427 +8	+2%	+$104	﹤0.01%	538
2016 Q3	$6K	Buy	419 +7	+2%	+$95	﹤0.01%	564
2016 Q2	$6K	Buy	412 +9	+2%	+$114	﹤0.01%	586
2016 Q1	$4K	Sell	403 -2,095	-84%	-$23.9K	﹤0.01%	632
2015 Q4	$30K	Buy	+2,498	New	+$31.5K	0.01%	393

Other funds holding SCD

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Mosaic Family Wealth's SCD Position: Q2 2019 in Review

Mosaic Family Wealth sold out of LMP Capital and Income Fund (SCD) in Q2 2019, closing a stake of 1,375 shares — an estimated $18K sold.

Mosaic Family Wealth first reported a position in SCD in Q4 2015 and held it in 14 quarters. The position peaked at $30K in Q4 2015. 34 funds tracked by Wall St. Rank hold SCD as of Q2 2019.

Mosaic Family Wealth reported no remaining LMP Capital and Income Fund position as of Q2 2019 after selling out during the quarter.
Mosaic Family Wealth sold 1,375 LMP Capital and Income Fund shares in Q2 2019, an estimated $18K.
Mosaic Family Wealth first reported a position in LMP Capital and Income Fund in Q4 2015 and held it in 14 quarters.
Mosaic Family Wealth's LMP Capital and Income Fund position peaked at $30K in Q4 2015.
34 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q2 2019.

Based on Mosaic Family Wealth's 13F filing for Q2 2019, filed 12 Aug 2019.