KA
SCD

Klingman & Associates’s LMP Capital and Income Fund SCD Stock Holding History

Klingman & Associates’s Portfolio SCD Stock Details SCD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-11,600
Closed -$154K – 98
2016
Q4 		$154K Hold
11,600
– – 0.05% 93
2016
Q3 		$158K Hold
11,600
– – 0.05% 104
2016
Q2 		$152K Hold
11,600
– – 0.05% 109
2016
Q1 		$143K Hold
11,600
– – 0.05% 112
2015
Q4 		$143K Buy
+11,600
New +$146K 0.05% 134
2015
Q3 		– Hold
0
– – – 132

Other funds holding SCD

Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Klingman & Associates's SCD Position: Q1 2017 in Review

Klingman & Associates sold out of LMP Capital and Income Fund (SCD) in Q1 2017, closing a stake of 11,600 shares — an estimated $154K sold.

Klingman & Associates first reported a position in SCD in Q4 2015 and held it in 5 quarters. The position peaked at $158K in Q3 2016. 41 funds tracked by Wall St. Rank hold SCD as of Q1 2017.

  • Klingman & Associates reported no remaining LMP Capital and Income Fund position as of Q1 2017 after selling out during the quarter.
  • Klingman & Associates sold 11,600 LMP Capital and Income Fund shares in Q1 2017, an estimated $154K.
  • Klingman & Associates first reported a position in LMP Capital and Income Fund in Q4 2015 and held it in 5 quarters.
  • Klingman & Associates's LMP Capital and Income Fund position peaked at $158K in Q3 2016.
  • 41 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q1 2017.

Based on Klingman & Associates's 13F filing for Q1 2017, filed 4 May 2017.