RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

77 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
77
Holders Change
+3
Holders Change %
+4.05%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
34
Reduced
23
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$20.4M
2
WAM
2
Wolverine Asset Management
Illinois
$1.66M
3
SFS
3
Shaker Financial Services
Virginia
$1.5M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$2.76M
5
FAAS
5
First Allied Advisory Services
California
$3.29M

Top Sellers

1
AA
1
Advisory Alpha
Michigan
$0
2
NMC
2
Nine Masts Capital
Hong Kong
$0
3
CCP
3
Cardan Capital Partners
Colorado
$0
4
MSAM
4
Moloney Securities Asset Management
Missouri
$0
5
IFWM
5
Institute for Wealth Management
Colorado
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$129K +$19.8K +2,681 +18%
RGC
52
Roberts, Glore & Co
Illinois
$117K +$38.2K +5,141 +48%
LCM
53
Landscape Capital Management
New Jersey
$107K +$107K +14,420 New
Jane Street
54
Jane Street
New York
$106K -$89.2K -11,971 -46%
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$103K +$103K +13,938 New
DT
56
Diversified Trust
Tennessee
$95K +$2.69K +363 +3%
AA
57
AQR Arbitrage
Connecticut
$92K +$92K +12,349 New
HighTower Advisors
58
HighTower Advisors
Illinois
$88K +$1.19K +161 +1%
9WM
59
9258 Wealth Management
Ohio
$88K +$88K +11,822 New
Creative Planning
60
Creative Planning
Kansas
$86K -$676 -91 -0.8%
AF
61
Advisornet Financial
Minnesota
$85K -$23.6K -3,202 -22%
CAM
62
Concorde Asset Management
Michigan
$85K +$85K +11,484 New
DA
63
Doliver Advisors
Texas
$81K -$6.16K -827 -7%
IA
64
IFP Advisors
Florida
$80K -$249K -34,066 -76%
FM
65
Family Management
New York
$76K +$76K +10,238 New
GWM
66
Geneos Wealth Management
Colorado
$70K +$948 +130 +1%
QCIG
67
Quad-Cities Investment Group
Iowa
$46K +$1.3K +179 +3%
HDIM
68
Hanson & Doremus Investment Management
Vermont
$26K +$208 +28 +0.8%
IWA
69
Intercontinental Wealth Advisors
Texas
$26K +$26K +3,550 New
MOS
70
MGO One Seven
Ohio
$26K +$26K +3,622 New
NSIM
71
North Star Investment Management
Illinois
$22K – – –
PB
72
Pinnacle Bancorp
Nebraska
$22K +$22K +2,900 New
PCG
73
Private Capital Group
Connecticut
$14K -$10.6K -1,412 -43%
SWM
74
SeaCrest Wealth Management
New York
$12K – – –
KTC
75
Kistler-Tiffany Companies
Pennsylvania
$6K +$167 +22 +3%
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