RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

74 hedge funds and large institutions have $97.4M invested in Royce Micro-Cap Trust in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
74
Holders Change
+4
Holders Change %
+5.71%
% of All Funds
1.69%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
29
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$3.94M
2
FAAS
2
First Allied Advisory Services
California
$2.98M
3
MML Investors Services
3
MML Investors Services
Massachusetts
$1.2M
4
NMC
4
Nine Masts Capital
Hong Kong
$575K
5
MSAM
5
Moloney Securities Asset Management
Missouri
$502K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$328K
2
BlackRock
2
BlackRock
New York
$0
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
HK
4
Horizon Kinetics
New York
$25.4M
5
FAIM
5
Financial Advocates Investment Management
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$150K -$274K -26,896 -65%
AF
52
Advisornet Financial
Minnesota
$150K – – –
DC
53
Davenport & Co
Virginia
$129K +$129K +12,620 New
DT
54
Diversified Trust
Tennessee
$127K +$2.18K +214 +2%
DA
55
Doliver Advisors
Texas
$120K -$93.4K -9,110 -44%
HighTower Advisors
56
HighTower Advisors
Illinois
$120K -$1.02K -100 -0.8%
Creative Planning
57
Creative Planning
Kansas
$119K -$1.36K -133 -1%
RGC
58
Roberts, Glore & Co
Illinois
$108K -$9.21K -906 -8%
ACM
59
AlphaStar Capital Management
North Carolina
$106K -$15.4K -1,502 -13%
PAG
60
Private Advisor Group
New Jersey
$102K +$102K +10,029 New
GWM
61
Geneos Wealth Management
Colorado
$96K -$33.3K -3,282 -26%
SWP
62
Stratos Wealth Partners
Ohio
$94K +$94K +9,246 New
CGT
63
Capital Guardian Trust
California
$86K +$86K +8,415 New
QCIG
64
Quad-Cities Investment Group
Iowa
$63K +$1.09K +106 +2%
TDC
65
Thompson Davis & Co
Virginia
$51K +$871 +86 +2%
HDIM
66
Hanson & Doremus Investment Management
Vermont
$35K +$161 +16 +0.5%
PCG
67
Private Capital Group
Connecticut
$33K – – –
NSIM
68
North Star Investment Management
Illinois
$31K +$329 +32 +1%
MWPCG
69
Measured Wealth Private Client Group
New Hampshire
$21K +$21K +2,066 New
SWM
70
SeaCrest Wealth Management
New York
$17K – – –
AA
71
Ancora Advisors
Ohio
$12K +$12K +1,177 New
KTC
72
Kistler-Tiffany Companies
Pennsylvania
$8K +$135 +13 +2%
WAP
73
Wealthcare Advisory Partners
Pennsylvania
$3K +$3K +305 New
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
$1K +$15 +2 +2%
BlackRock
75
BlackRock
New York
– -$1.5M -150,501 Closed
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