RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

77 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
77
Holders Change
+3
Holders Change %
+4.05%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
34
Reduced
23
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$20.4M
2
WAM
2
Wolverine Asset Management
Illinois
$1.66M
3
SFS
3
Shaker Financial Services
Virginia
$1.5M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$2.76M
5
FAAS
5
First Allied Advisory Services
California
$3.29M

Top Sellers

1
AA
1
Advisory Alpha
Michigan
$0
2
NMC
2
Nine Masts Capital
Hong Kong
$0
3
CCP
3
Cardan Capital Partners
Colorado
$0
4
MSAM
4
Moloney Securities Asset Management
Missouri
$0
5
IFWM
5
Institute for Wealth Management
Colorado
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$443K +$47.8K +6,453 +12%
PPA
27
Parametric Portfolio Associates
Washington
$441K +$256K +34,497 +138%
NSAM
28
North Star Asset Management
Wisconsin
$430K -$53.9K -7,268 -11%
Bank of America
29
Bank of America
North Carolina
$424K -$230K -31,033 -35%
First Trust Advisors
30
First Trust Advisors
Illinois
$404K -$27.4K -3,700 -6%
HI
31
HBK Investments
Texas
$396K +$396K +53,316 New
PVWM
32
Point View Wealth Management
New Jersey
$363K -$34.6K -4,660 -9%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$360K -$13.3K -1,799 -4%
FAIM
34
Financial Advocates Investment Management
Washington
$339K +$339K +45,659 New
DADC
35
D.A. Davidson & Co
Montana
$337K -$7.66K -1,033 -2%
CRC
36
Curi RMB Capital
Illinois
$326K +$326K +43,878 New
BTS
37
BB&T Securities
Virginia
$296K +$296K +39,951 New
HA
38
Harborview Advisors
Maine
$294K +$20.4K +2,751 +7%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$274K +$73.3K +9,879 +36%
CAN
40
Claraphi Advisory Network
United States
$272K +$15.9K +2,141 +6%
Walleye Trading
41
Walleye Trading
New York
$269K +$269K +36,186 New
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$260K -$193K -25,984 -43%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$257K +$22.6K +3,047 +10%
AG
44
Advisor Group
Arizona
$244K -$36.2K -4,877 -13%
M&T Bank
45
M&T Bank
New York
$241K +$348 +47 +0.1%
Citigroup
46
Citigroup
New York
$196K +$438 +59 +0.2%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$191K +$53K +7,152 +38%
DC
48
Davenport & Co
Virginia
$156K +$62.3K +8,393 +67%
Bank of Nova Scotia
49
Bank of Nova Scotia
Ontario, Canada
$150K -$11.9K -1,611 -7%
SKK
50
Shepherd Kaplan Krochuk
Massachusetts
$141K -$74.2K -10,000 -34%
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