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RMT

Royce Micro-Cap Trust

77 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 23

29% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 14

4% more funds holding

Funds holding: 7477 (+3)

2.6% more ownership

Funds ownership: 24.97%27.57% (+2.6%)

19% less capital invested

Capital invested by funds: $97.4M → $78.6M (-$18.8M)

Holders
77
Holders Change
+3
Holders Change %
+4.05%
% of All Funds
1.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
34
Reduced
23
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$443K +$55.4K +6,453 +12%
PPA
27
Parametric Portfolio Associates
Washington
$441K +$296K +34,497 +138%
NSAM
28
North Star Asset Management
Wisconsin
$430K -$62.4K -7,268 -11%
Bank of America
29
Bank of America
North Carolina
$424K -$266K -31,033 -35%
First Trust Advisors
30
First Trust Advisors
Illinois
$404K -$31.8K -3,700 -6%
HI
31
HBK Investments
Texas
$396K +$458K +53,316 New
PVWM
32
Point View Wealth Management
New Jersey
$363K -$40K -4,660 -9%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$360K -$15.4K -1,799 -4%
FAIM
34
Financial Advocates Investment Management
Washington
$339K +$392K +45,659 New
DADC
35
D.A. Davidson & Co
Montana
$337K -$8.87K -1,033 -2%
CRC
36
Curi RMB Capital
Illinois
$326K +$377K +43,878 New
BTS
37
BB&T Securities
Virginia
$296K +$343K +39,951 New
HA
38
Harborview Advisors
Maine
$294K +$23.6K +2,751 +7%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$274K +$84.8K +9,879 +36%
CAN
40
Claraphi Advisory Network
United States
$272K +$18.4K +2,141 +6%
Walleye Trading
41
Walleye Trading
New York
$269K +$311K +36,186 New
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$260K -$223K -25,984 -43%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$257K +$26.2K +3,047 +10%
AG
44
Advisor Group
Arizona
$244K -$41.9K -4,877 -13%
M&T Bank
45
M&T Bank
New York
$241K +$404 +47 +0.1%
Citigroup
46
Citigroup
New York
$196K +$507 +59 +0.2%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$191K +$61.4K +7,152 +38%
DC
48
Davenport & Co
Virginia
$156K +$72.1K +8,393 +67%
Bank of Nova Scotia
49
Bank of Nova Scotia
Ontario, Canada
$150K -$13.8K -1,611 -7%
SKK
50
Shepherd Kaplan Krochuk
Massachusetts
$141K -$85.9K -10,000 -34%

RMT Hedge Fund Activity: Q4 2018 in Review

77 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2018, worth a combined $78.6M — down 19% from $97.4M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new RMT positions and 14 closed out — a net gain of 4 holders — while 34 added to existing stakes and 23 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $2.25M. The largest seller was Advisory Alpha, exiting entirely with an estimated $2.21M sold.

  • 77 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2018, up from 74 in Q3 2018.
  • Funds reported $78.6M of Royce Micro-Cap Trust stock for Q4 2018, down 19% quarter-over-quarter.
  • 18 funds opened new Royce Micro-Cap Trust positions in Q4 2018 and 14 closed out, a net change of +4 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2018 was Horizon Kinetics, an estimated $2.25M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2018 was Advisory Alpha, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2018.