RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

74 hedge funds and large institutions have $97.4M invested in Royce Micro-Cap Trust in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 28 reducing their positions, and 7 closing their positions.

Holders
74
Holders Change
+4
Holders Change %
+5.71%
% of All Funds
1.69%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
29
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$3.94M
2
FAAS
2
First Allied Advisory Services
California
$2.98M
3
MML Investors Services
3
MML Investors Services
Massachusetts
$1.2M
4
NMC
4
Nine Masts Capital
Hong Kong
$575K
5
MSAM
5
Moloney Securities Asset Management
Missouri
$502K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$328K
2
BlackRock
2
BlackRock
New York
$0
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
HK
4
Horizon Kinetics
New York
$25.4M
5
FAIM
5
Financial Advocates Investment Management
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
First Trust Advisors
26
First Trust Advisors
Illinois
$594K +$12.6K +1,238 +2%
NMC
27
Nine Masts Capital
Hong Kong
$575K +$575K +56,300 New
CCP
28
Cardan Capital Partners
Colorado
$572K +$44.3K +4,334 +8%
PVWM
29
Point View Wealth Management
New Jersey
$547K -$29.2K -2,858 -5%
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$544K -$86.9K -8,513 -14%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$514K +$23.9K +2,338 +5%
MSAM
32
Moloney Securities Asset Management
Missouri
$502K +$502K +49,189 New
DADC
33
D.A. Davidson & Co
Montana
$475K +$10.2K +996 +2%
IA
34
IFP Advisors
Florida
$459K +$9.7K +951 +2%
IFWM
35
Institute for Wealth Management
Colorado
$396K -$10 -1 -0%
AG
36
Advisor Group
Arizona
$385K +$96.8K +9,504 +34%
HA
37
Harborview Advisors
Maine
$377K -$29.2K -2,862 -7%
CAN
38
Claraphi Advisory Network
United States
$352K +$73.8K +7,236 +27%
M&T Bank
39
M&T Bank
New York
$331K – – –
SFS
40
Shaker Financial Services
Virginia
$328K -$5.14M -503,064 -94%
Millennium Management
41
Millennium Management
New York
$326K +$194K +18,970 +147%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$323K +$128K +12,569 +66%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$296K – – –
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$276K +$93.1K +9,134 +51%
Citigroup
45
Citigroup
New York
$269K -$14.5K -1,424 -5%
Jane Street
46
Jane Street
New York
$267K +$267K +26,196 New
PPA
47
Parametric Portfolio Associates
Washington
$255K -$8.41K -824 -3%
Bank of Nova Scotia
48
Bank of Nova Scotia
Ontario, Canada
$223K +$223K +21,841 New
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$190K -$1.63K -160 -0.9%
BHTS
50
Bar Harbor Trust Services
Maine
$190K -$1.4K -137 -0.7%
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