RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

68 hedge funds and large institutions have $99.4M invested in Royce Micro-Cap Trust in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-7
Holders Change %
-9.33%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
28
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
Advisory Alpha
Michigan
+$3.31M
2
JIP
Jaffetilchin Investment Partners
Florida
+$852K
3
UBS Group
UBS Group
Switzerland
+$730K
4
Wells Fargo
Wells Fargo
California
+$550K
5
First Trust Advisors
First Trust Advisors
Illinois
+$463K

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
-$2.02M
2
HK
Horizon Kinetics
New York
-$989K
3
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$866K
4
RJA
Raymond James & Associates
Florida
-$630K
5
LCM
Laurion Capital Management
New York
-$500K
Name Holding Trade Value Shares
Change 		Shares
Change %
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$750K -$132K -14,082 -15%
NSAM
27
North Star Asset Management
Wisconsin
$657K -$5.62K -600 -0.8%
OA
28
Oxbow Advisors
Texas
$655K -$21.5K -2,300 -3%
PVWM
29
Point View Wealth Management
New Jersey
$531K -$76.3K -8,156 -13%
DA
30
Doliver Advisors
Texas
$509K -$246K -26,255 -33%
CCP
31
Cardan Capital Partners
Colorado
$477K +$165K +17,675 +53%
First Trust Advisors
32
First Trust Advisors
Illinois
$463K +$463K +49,451 New
FAIM
33
Financial Advocates Investment Management
Washington
$401K +$7.43K +794 +2%
HA
34
Harborview Advisors
Maine
$393K +$5.56K +594 +1%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$390K -$120K -12,773 -23%
DADC
36
D.A. Davidson & Co
Montana
$380K -$44.6K -4,758 -10%
RJFSA
37
Raymond James Financial Services Advisors
Florida
$373K +$73K +7,809 +24%
IFWM
38
Institute for Wealth Management
Colorado
$372K -$16K -1,665 -4%
IA
39
IFP Advisors
Florida
$350K – – –
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$342K – – –
M&T Bank
41
M&T Bank
New York
$304K – – –
SCM
42
Saba Capital Management
New York
$301K -$240K -25,652 -44%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$271K – – –
AG
44
Advisor Group
Arizona
$261K -$32.5K -3,473 -11%
Walleye Trading
45
Walleye Trading
New York
$256K – – –
Citigroup
46
Citigroup
New York
$246K – – –
BHTS
47
Bar Harbor Trust Services
Maine
$180K -$21.4K -2,289 -11%
PPA
48
Parametric Portfolio Associates
Washington
$164K +$23.1K +2,463 +16%
LSAG
49
Lake Street Advisors Group
New Hampshire
$152K +$2.82K +302 +2%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$143K -$4.45K -476 -3%
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