RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

66 hedge funds and large institutions have $104M invested in Royce Micro-Cap Trust in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 30 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+1
Holders Change %
+1.54%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
30
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.13M
2
AA
2
Advisory Alpha
Michigan
$2.1M
3
CA
3
Cornerstone Advisors
North Carolina
$6.31M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$861K
5
JIP
5
Jaffetilchin Investment Partners
Florida
$1.3M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$752K
2
Wells Fargo
2
Wells Fargo
California
$4.6M
3
HK
3
Horizon Kinetics
New York
$26.4M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$0
5
SG Americas Securities
5
SG Americas Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$882K +$57.7K +6,151 +7%
Bank of Nova Scotia
27
Bank of Nova Scotia
Ontario, Canada
$861K +$861K +91,818 New
Brown Advisory
28
Brown Advisory
Maryland
$777K – – –
PC
29
Pecaut & Co
Iowa
$762K +$14.3K +1,521 +2%
OA
30
Oxbow Advisors
Texas
$752K -$5.01M -533,977 -87%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$699K +$113K +12,000 +19%
NSAM
32
North Star Asset Management
Wisconsin
$660K -$1.43K -152 -0.2%
PVWM
33
Point View Wealth Management
New Jersey
$622K -$6.97K -742 -1%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$523K -$28.5K -3,045 -5%
BHTS
35
Bar Harbor Trust Services
Maine
$490K -$9.45K -1,008 -2%
DADC
36
D.A. Davidson & Co
Montana
$421K +$34.6K +3,690 +9%
IFWM
37
Institute for Wealth Management
Colorado
$370K – – –
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$343K – – –
SCM
39
Saba Capital Management
New York
$334K +$334K +35,582 New
IA
40
IFP Advisors
Florida
$322K +$83.4K +8,884 +35%
M&T Bank
41
M&T Bank
New York
$304K – – –
SKK
42
Shepherd Kaplan Krochuk
Massachusetts
$272K – – –
CCP
43
Cardan Capital Partners
Colorado
$272K +$17.5K +1,860 +7%
Citigroup
44
Citigroup
New York
$247K +$246K +26,252 +47,731%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$237K -$94.6K -10,074 -29%
MC
46
Matisse Capital
Oregon
$227K +$66.9K +7,123 +42%
AG
47
Advisor Group
Arizona
$211K -$20K -2,132 -9%
Citadel Advisors
48
Citadel Advisors
Florida
$191K +$191K +20,410 New
TDC
49
Thompson Davis & Co
Virginia
$172K +$54.8K +5,840 +47%
AWM
50
AE Wealth Management
Kansas
$167K +$9.56K +1,021 +6%
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