RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

65 hedge funds and large institutions have $94.9M invested in Royce Micro-Cap Trust in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
25
Reduced
26
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$25.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.25M
3
RCM
3
Rivernorth Capital Management
Florida
$7.79M
4
FFA
4
First Foundation Advisors
California
$779K
5
JIP
5
Jaffetilchin Investment Partners
Florida
$720K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$998K
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$3.46M
3
GFM
3
Gramercy Funds Management
Connecticut
$0
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
SFS
5
Shaker Financial Services
Virginia
$1.92M
Name Holding Trade Value Shares
Change 		Shares
Change %
PVWM
26
Point View Wealth Management
New Jersey
$581K -$24K -2,861 -4%
NSAM
27
North Star Asset Management
Wisconsin
$581K -$18.6K -2,221 -3%
Comerica Bank
28
Comerica Bank
Texas
$576K -$36.2K -4,125 -6%
Bank of America
29
Bank of America
North Carolina
$569K +$123K +14,648 +28%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$471K -$4.61K -549 -1%
BHTS
31
Bar Harbor Trust Services
Maine
$460K -$7.5K -894 -2%
LCM
32
Landscape Capital Management
New Jersey
$368K +$15.3K +1,873 +4%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$365K -$11K -1,315 -3%
CWM
34
Concert Wealth Management
California
$309K – – –
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$308K +$75.5K +9,000 +32%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$291K +$487 +58 +0.2%
DADC
37
D.A. Davidson & Co
Montana
$284K -$56.1K -6,710 -16%
AG
38
Advisor Group
Arizona
$277K -$589K -70,257 -68%
M&T Bank
39
M&T Bank
New York
$272K -$17 -2 -0%
SKK
40
Shepherd Kaplan Krochuk
Massachusetts
$238K – – –
CCP
41
Cardan Capital Partners
Colorado
$218K +$93.9K +11,203 +76%
HFS
42
HL Financial Services
Kentucky
$213K – – –
Ameriprise
43
Ameriprise
Minnesota
$209K -$46.1K -5,504 -18%
Stifel Financial
44
Stifel Financial
Missouri
$201K +$25.3K +3,007 +14%
STMM
45
South Texas Money Management
Texas
$176K +$176K +21,000 New
PB
46
Pinnacle Bancorp
Nebraska
$121K +$121K +14,434 New
FNBT
47
FineMark National Bank & Trust
Florida
$108K +$4.11K +487 +4%
MSAM
48
Moloney Securities Asset Management
Missouri
$107K +$1.41K +168 +1%
SPC
49
Sigma Planning Corp
Michigan
$106K +$12.8K +1,529 +14%
TDC
50
Thompson Davis & Co
Virginia
$94K +$45.5K +5,446 +94%
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