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RMT

Royce Micro-Cap Trust

70 hedge funds and large institutions have $94.6M invested in Royce Micro-Cap Trust in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 18

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

7% more capital invested

Capital invested by funds: $88.6M → $94.6M (+$6M)

4% more funds holding

Funds holding: 6770 (+3)

0.54% more ownership

Funds ownership: 30.68%31.22% (+0.54%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
36
Reduced
18
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DA
26
Doliver Advisors
Texas
$804K -$82.1K -10,479 -10%
PVWM
27
Point View Wealth Management
New Jersey
$589K -$42.5K -5,425 -7%
NSAM
28
North Star Asset Management
Wisconsin
$583K -$128K -16,391 -19%
Comerica Bank
29
Comerica Bank
Texas
$579K +$92.6K +11,820 +20%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$462K +$6.92K +884 +2%
BHTS
31
Bar Harbor Trust Services
Maine
$455K +$139K +17,768 +47%
Bank of America
32
Bank of America
North Carolina
$434K +$89.6K +11,432 +27%
LPL Financial
33
LPL Financial
California
$392K +$97.9K +12,502 +35%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$366K +$152K +19,376 +76%
LCM
35
Landscape Capital Management
New Jersey
$353K +$187K +23,887 +124%
DADC
36
D.A. Davidson & Co
Montana
$331K -$13.3K -1,699 -4%
CWM
37
Concert Wealth Management
California
$309K -$1.5K -192 -0.5%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$282K +$89.2K +11,386 +49%
PAG
39
Private Advisor Group
New Jersey
$277K +$25.1K +3,205 +11%
M&T Bank
40
M&T Bank
New York
$265K +$164K +20,989 +184%
Ameriprise
41
Ameriprise
Minnesota
$249K +$1.06K +135 +0.4%
SKK
42
Shepherd Kaplan Krochuk
Massachusetts
$232K +$81.7K +10,430 +58%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$225K +$74.2K +9,475 +52%
HFS
44
HL Financial Services
Kentucky
$207K
CCP
45
Clough Capital Partners
Massachusetts
$206K +$32.9K +4,200 +20%
Stifel Financial
46
Stifel Financial
Missouri
$170K -$22.7K -2,898 -12%
AA
47
AQR Arbitrage
Connecticut
$156K +$14.2K +1,818 +10%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$130K +$124K +15,882 New
CCP
49
Cardan Capital Partners
Colorado
$121K +$4.14K +529 +4%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$121K +$116K +14,854 New

RMT Hedge Fund Activity: Q4 2016 in Review

70 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2016, worth a combined $94.6M — up 6.8% from $88.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RMT positions and 8 closed out — a net gain of 3 holders — while 36 added to existing stakes and 18 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.83M. The largest seller was Gramercy Funds Management, cutting an estimated $3.92M.

  • 70 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2016, up from 67 in Q3 2016.
  • Funds reported $94.6M of Royce Micro-Cap Trust stock for Q4 2016, up 6.8% quarter-over-quarter.
  • 11 funds opened new Royce Micro-Cap Trust positions in Q4 2016 and 8 closed out, a net change of +3 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2016 was Rivernorth Capital Management, an estimated $2.83M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2016 was Gramercy Funds Management, an estimated $3.92M sold.

Based on aggregated 13F filings for Q4 2016.