RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

70 hedge funds and large institutions have $94.6M invested in Royce Micro-Cap Trust in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
36
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.72M
2
HK
2
Horizon Kinetics
New York
$23M
3
MC
3
Matisse Capital
Oregon
$2.45M
4
CA
4
Cornerstone Advisors
North Carolina
$4.51M
5
Morgan Stanley
5
Morgan Stanley
New York
$4.67M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$1.25M
2
FIMG
2
Financial & Investment Management Group
Michigan
$0
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$971K
4
SFS
4
Shaker Financial Services
Virginia
$2.44M
5
GWM
5
Geneos Wealth Management
Colorado
$89K
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
26
Doliver Advisors
Texas
$804K -$85.5K -10,479 -10%
PVWM
27
Point View Wealth Management
New Jersey
$589K -$44.3K -5,425 -7%
NSAM
28
North Star Asset Management
Wisconsin
$583K -$134K -16,391 -19%
Comerica Bank
29
Comerica Bank
Texas
$579K +$98K +11,820 +20%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$462K +$7.2K +884 +2%
BHTS
31
Bar Harbor Trust Services
Maine
$455K +$145K +17,768 +47%
Bank of America
32
Bank of America
North Carolina
$434K +$93.4K +11,432 +27%
LPL Financial
33
LPL Financial
California
$392K +$102K +12,502 +35%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$366K +$158K +19,376 +76%
LCM
35
Landscape Capital Management
New Jersey
$353K +$195K +23,887 +124%
DADC
36
D.A. Davidson & Co
Montana
$331K -$13.8K -1,699 -4%
CWM
37
Concert Wealth Management
California
$309K -$1.56K -192 -0.5%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$282K +$92.8K +11,386 +49%
PAG
39
Private Advisor Group
New Jersey
$277K +$26.8K +3,205 +11%
M&T Bank
40
M&T Bank
New York
$265K +$172K +20,989 +184%
Ameriprise
41
Ameriprise
Minnesota
$249K +$1.1K +135 +0.4%
SKK
42
Shepherd Kaplan Krochuk
Massachusetts
$232K +$85.2K +10,430 +58%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$225K +$76.9K +9,475 +52%
HFS
44
HL Financial Services
Kentucky
$207K – – –
CCP
45
Clough Capital Partners
Massachusetts
$206K +$34.3K +4,200 +20%
Stifel Financial
46
Stifel Financial
Missouri
$170K -$23.6K -2,898 -12%
AA
47
AQR Arbitrage
Connecticut
$156K +$14.7K +1,818 +10%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$130K +$130K +15,882 New
CCP
49
Cardan Capital Partners
Colorado
$121K +$4.33K +529 +4%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$121K +$121K +14,854 New
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