RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

67 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
26
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$3.63M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.12M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.17M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.95M
5
KIM
5
Karpus Investment Management
New York
$1.06M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
NSAM
2
North Star Asset Management
Wisconsin
$2.16M
3
SFS
3
Shaker Financial Services
Virginia
$561K
4
Wells Fargo
4
Wells Fargo
California
$5.61M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$409K
Name Holding Trade Value Shares
Change 		Shares
Change %
CCP
26
Clough Capital Partners
Massachusetts
$495K +$131K +16,900 +36%
PVWM
27
Point View Wealth Management
New Jersey
$453K +$41.4K +5,352 +10%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$409K -$867K – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$356K +$140K +18,057 +65%
SSB
30
Sandy Spring Bank
Maryland
$347K – – –
GWI
31
Grace & White Inc
New York
$332K +$8.07K +1,043 +2%
Ameriprise
32
Ameriprise
Minnesota
$311K -$46.7K -6,044 -13%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$296K +$296K +38,281 New
ICM
34
Ionic Capital Management
New York
$292K +$77.8K +10,057 +36%
DADC
35
D.A. Davidson & Co
Montana
$271K +$25.2K +3,263 +10%
CWM
36
Concert Wealth Management
California
$247K +$14.7K +1,915 +6%
RIL
37
Rothschild Investment LLC
Illinois
$243K -$161K -20,709 -40%
LPL Financial
38
LPL Financial
California
$241K -$99.2K -12,641 -29%
AA
39
AQR Arbitrage
Connecticut
$230K +$230K +29,716 New
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$204K -$253K -32,728 -55%
HFS
41
HL Financial Services
Kentucky
$196K – – –
DA
42
Doliver Advisors
Texas
$172K -$356K -45,824 -67%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$136K – – –
UR
44
USCA RIA
Texas
$134K -$3.92K -505 -3%
BFM
45
Boothbay Fund Management
New York
$130K +$130K +16,746 New
AT
46
Arden Trust
Delaware
$130K +$130K +16,768 New
LCM
47
Landscape Capital Management
New Jersey
$128K -$109K -14,117 -46%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$94K -$39.3K -5,104 -29%
Deutsche Bank
49
Deutsche Bank
Germany
$89K +$2.16K +282 +2%
RJT
50
Raymond James Trust
Florida
$85K – – –
1
2
3