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RMT

Royce Micro-Cap Trust
RMT

58 hedge funds and large institutions have $73.1M invested in Royce Micro-Cap Trust in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

1.6% more ownership

Funds ownership: 23.52% → 25.12% (+1.6%)

2% more capital invested

Capital invested by funds: $71.8M → $73.1M (+$1.28M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

9% less funds holding

Funds holding: 64 → 58 (-6)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

Holders
58
Holders Change
-6
Holders Change %
-9.38%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
26
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PAIM
Punch & Associates Investment Management
Minnesota
+$2.43M
2
MIG
Mariner Investment Group
New York
+$1.6M
3
CA
Cornerstone Advisors
North Carolina
+$1.16M
4
WAM
Wolverine Asset Management
Illinois
+$950K
5
SFS
Shaker Financial Services
Virginia
+$871K

Top Sellers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
-$2.5M
2
WAM
Weiss Asset Management
Massachusetts
-$676K
3
PFM
Parsec Financial Management
North Carolina
-$632K
4
Brown Advisory
Brown Advisory
Maryland
-$438K
5
LPL Financial
LPL Financial
California
-$245K
Name Holding Trade Value Shares
Change 		Change in
Stake
CRC
26
Curi RMB Capital
Illinois
$560K +$584K +60,696 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$545K +$12.9K +1,339 +2%
PVWM
28
Point View Wealth Management
New Jersey
$490K -$56.3K -5,847 -10%
RIL
29
Rothschild Investment LLC
Illinois
$480K -$45.5K -4,722 -8%
CCP
30
Clough Capital Partners
Massachusetts
$434K +$453K +47,100 New
Ameriprise
31
Ameriprise
Minnesota
$427K +$39.3K +4,080 +10%
SSB
32
Sandy Spring Bank
Maryland
$413K – – –
LPL Financial
33
LPL Financial
California
$397K -$245K -25,446 -37%
GWI
34
Grace & White Inc
New York
$386K – – –
DADC
35
D.A. Davidson & Co
Montana
$293K +$2.31K +240 +0.8%
LCM
36
Landscape Capital Management
New Jersey
$283K +$295K +30,692 New
GFM
37
Gramercy Funds Management
Connecticut
$280K +$293K +30,403 New
CWM
38
Concert Wealth Management
California
$278K -$6.91K -718 -2%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$257K +$37.6K +3,910 +16%
ICM
40
Ionic Capital Management
New York
$255K +$127K +13,186 +91%
HFS
41
HL Financial Services
Kentucky
$234K -$35K -3,638 -13%
UR
42
USCA RIA
Texas
$164K -$10.6K -1,097 -6%
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
$162K – – –
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$160K +$47.7K +4,958 +40%
VKH
45
Virtu KCG Holdings
New York
$144K +$12K +1,250 +9%
Stifel Financial
46
Stifel Financial
Missouri
$104K -$2.89K -300 -3%
Deutsche Bank
47
Deutsche Bank
Germany
$104K +$2.46K +256 +2%
RJT
48
Raymond James Trust
Florida
$101K – – –
TJHA
49
Thomas J. Herzfeld Advisors
Florida
$68K +$67.5K +7,008 +1,920%
GWS
50
Glassman Wealth Services
Virginia
$63K – – –
1
2
3

RMT Hedge Fund Activity: Q2 2015 in Review

58 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2015, worth a combined $73.1M — up 1.8% from $71.8M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of RMT and 7 opened new positions — a net loss of 5 holders — while 17 trimmed existing stakes and 26 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $2.43M. The largest seller was SG Americas Securities, exiting entirely with an estimated $2.5M sold.

  • 58 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2015, down from 64 in Q1 2015.
  • Funds reported $73.1M of Royce Micro-Cap Trust stock for Q2 2015, up 1.8% quarter-over-quarter.
  • 7 funds opened new Royce Micro-Cap Trust positions in Q2 2015 and 12 closed out, a net change of -5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2015 was Punch & Associates Investment Management, an estimated $2.43M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2015 was SG Americas Securities, an estimated $2.5M sold.

Based on aggregated 13F filings for Q2 2015.