RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

50 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 6 closing their positions.

Holders
50
Holders Change
-3
Holders Change %
-5.66%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
16
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$12.1M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$794K
3
U
3
UBS
Switzerland
$6.22M
4
AIG
4
American International Group
New York
$701K
5
NSAM
5
North Star Asset Management
Wisconsin
$4.52M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$4.78M
2
BI
2
Bulldog Investors
New Jersey
$0
3
RJA
3
Raymond James & Associates
Florida
$594K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$262K
5
1CP
5
1607 Capital Partners
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GWI
26
Grace & White Inc
New York
$405K – – –
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$369K -$28.2K -2,394 -7%
DADC
28
D.A. Davidson & Co
Montana
$348K +$1.97K +168 +0.6%
CWM
29
Concert Wealth Management
California
$346K -$778 -66 -0.2%
HFS
30
HL Financial Services
Kentucky
$341K – – –
NGA
31
Naples Global Advisors
Florida
$329K – – –
Deutsche Bank
32
Deutsche Bank
Germany
$327K +$12.6K +1,071 +4%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$262K -$418K -35,432 -61%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$245K -$19.5K -1,659 -7%
PPA
35
Parametric Portfolio Associates
Washington
$207K -$24.3K -2,066 -11%
SKK
36
Shepherd Kaplan Krochuk
Massachusetts
$206K – – –
UR
37
USCA RIA
Texas
$201K – – –
Stifel Financial
38
Stifel Financial
Missouri
$131K – – –
RJT
39
Raymond James Trust
Florida
$129K – – –
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$78K -$83.9K -7,129 -52%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$61K +$2.34K +198 +4%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$59K +$59K +5,046 New
TDC
43
Thompson Davis & Co
Virginia
$44K +$1.67K +143 +4%
MA
44
MUFG Americas
New York
$33K +$655 +55 +2%
DOA
45
D'Orazio & Associates
Virginia
$28K – – –
Thrivent Financial for Lutherans
46
Thrivent Financial for Lutherans
Minnesota
$22K +$22K +1,932 New
Creative Planning
47
Creative Planning
Kansas
$14K -$164K -13,547 -92%
MCM
48
Manchester Capital Management
Vermont
$11K – – –
Citigroup
49
Citigroup
New York
$3K -$11.8K -1,030 -80%
BI
50
Bulldog Investors
New Jersey
– -$2.15M -170,134 Closed
1
2
3