RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

56 hedge funds and large institutions have $94.5M invested in Royce Micro-Cap Trust in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
56
Holders Change
+9
Holders Change %
+19.15%
% of All Funds
1.62%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
24
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.52M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.6M
3
SFS
3
Shaker Financial Services
Virginia
$1.17M
4
DA
4
Doliver Advisors
Texas
$864K
5
TC
5
TFS Capital
Pennsylvania
$714K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$3.39M
2
BI
2
Bulldog Investors
New Jersey
$4.81M
3
GFM
3
Gramercy Funds Management
Connecticut
$8.15M
4
GC
4
Guggenheim Capital
Illinois
$0
5
Comerica Bank
5
Comerica Bank
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PFM
26
Parsec Financial Management
North Carolina
$642K 52,454 +52,454 New
FIMG
27
Financial & Investment Management Group
Michigan
$586K 47,840 -8,610 -15%
RIL
28
Rothschild Investment LLC
Illinois
$573K 46,820 +1,239 +3%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$548K 44,760 -5,054 -10%
AIG
30
American International Group
New York
$525K 42,891 +12,260 +40%
Bank of America
31
Bank of America
North Carolina
$458K 37,416 +128 +0.3%
GWI
32
Grace & White Inc
New York
$421K 34,407 – –
Ameriprise
33
Ameriprise
Minnesota
$417K 34,106 +491 +1%
DADC
34
D.A. Davidson & Co
Montana
$358K 29,292 +147 +0.5%
CWM
35
Concert Wealth Management
California
$358K 29,361 +522 +2%
HFS
36
HL Financial Services
Kentucky
$355K 28,987 +28,987 New
NGA
37
Naples Global Advisors
Florida
$342K 27,970 +1,222 +5%
KeyBank National Association
38
KeyBank National Association
Ohio
$329K 26,900 – –
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$292K 23,861 +5,100 +27%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$290K 23,656 -1,110 -4%
UR
41
USCA RIA
Texas
$209K 17,056 +1,001 +6%
CIBC Private Wealth Group
42
CIBC Private Wealth Group
Georgia
$204K 16,216 +16,216 New
PPA
43
Parametric Portfolio Associates
Washington
$202K 16,486 +16,486 New
SKK
44
Shepherd Kaplan Krochuk
Massachusetts
$170K 13,920 – –
MFS
45
MSI Financial Services
Massachusetts
$140K 11,452 +204 +2%
Stifel Financial
46
Stifel Financial
Missouri
$137K 11,160 +11,160 New
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$61K 4,974 +4,974 New
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$49K 4,000 +4,000 New
TDC
49
Thompson Davis & Co
Virginia
$44K 3,621 +65 +2%
MA
50
MUFG Americas
New York
$33K 2,663 -2,408 -47%
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