RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

47 hedge funds and large institutions have $90.2M invested in Royce Micro-Cap Trust in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
28
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$22.8M
2
GFM
2
Gramercy Funds Management
Connecticut
$8.75M
3
U
3
UBS
Switzerland
$6.04M
4
SG Americas Securities
4
SG Americas Securities
New York
$4.01M
5
FAAS
5
First Allied Advisory Services
California
$1.04M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
DA
2
Doliver Advisors
Texas
$153K
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
BI
4
Bulldog Investors
New Jersey
$5.37M
5
TC
5
TFS Capital
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GWI
26
Grace & White Inc
New York
$434K +$31.7K +2,514 +8%
Ameriprise
27
Ameriprise
Minnesota
$424K +$34.1K +2,703 +9%
AIG
28
American International Group
New York
$386K +$92.1K +7,307 +31%
DADC
29
D.A. Davidson & Co
Montana
$367K +$8.14K +646 +2%
CWM
30
Concert Wealth Management
California
$366K +$26.7K +2,100 +8%
RJA
31
Raymond James & Associates
Florida
$340K +$118K +9,351 +53%
KeyBank National Association
32
KeyBank National Association
Ohio
$339K – – –
NGA
33
Naples Global Advisors
Florida
$337K +$337K +26,748 New
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$312K +$40.4K +3,205 +15%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$237K +$237K +18,761 New
UR
36
USCA RIA
Texas
$202K +$14.7K +1,167 +8%
GC
37
Guggenheim Capital
Illinois
$193K – – –
SKK
38
Shepherd Kaplan Krochuk
Massachusetts
$176K – – –
DA
39
Doliver Advisors
Texas
$153K -$680K -54,018 -82%
MFS
40
MSI Financial Services
Massachusetts
$142K -$21.5K -1,700 -13%
Comerica Bank
41
Comerica Bank
Texas
$133K -$56.5K -4,480 -30%
CA
42
Cetera Advisors
Colorado
$129K +$129K +10,174 New
MA
43
MUFG Americas
New York
$64K +$4.68K +371 +8%
TDC
44
Thompson Davis & Co
Virginia
$45K +$45K +3,556 New
DOA
45
D'Orazio & Associates
Virginia
$30K +$30K +2,418 New
Creative Planning
46
Creative Planning
Kansas
$12K +$5.31K +438 +79%
Citigroup
47
Citigroup
New York
$3K +$208 +16 +7%
SFS
48
Shaker Financial Services
Virginia
– -$1.63M -139,127 Closed
WAM
49
Wolverine Asset Management
Illinois
– -$603K -51,506 Closed
TC
50
TFS Capital
Pennsylvania
– -$416K -35,564 Closed
1
2
3