RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

48 hedge funds and large institutions have $78.8M invested in Royce Micro-Cap Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
21
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$603K
2
DA
2
Doliver Advisors
Texas
$775K
3
Morgan Stanley
3
Morgan Stanley
New York
$18.2M
4
TC
4
TFS Capital
Pennsylvania
$416K
5
RIL
5
Rothschild Investment LLC
Illinois
$306K

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$640K
2
Wells Fargo
2
Wells Fargo
California
$10.6M
3
U
3
UBS
Switzerland
$5.01M
4
SG Americas Securities
4
SG Americas Securities
New York
$3.36M
5
BI
5
Bulldog Investors
New Jersey
$5.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
TFS Capital
Pennsylvania
$416K +$416K +35,564 New
GWI
27
Grace & White Inc
New York
$373K – – –
Ameriprise
28
Ameriprise
Minnesota
$362K +$127K +10,848 +54%
DADC
29
D.A. Davidson & Co
Montana
$333K – – –
KeyBank National Association
30
KeyBank National Association
Ohio
$315K – – –
CWM
31
Concert Wealth Management
California
$313K -$2.19K -187 -0.7%
RIL
32
Rothschild Investment LLC
Illinois
$306K +$306K +26,158 New
AIG
33
American International Group
New York
$273K +$7.82K +668 +3%
Bank of America
34
Bank of America
North Carolina
$255K +$37K +3,161 +17%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$252K +$85.4K +7,306 +51%
RJA
36
Raymond James & Associates
Florida
$207K +$207K +17,638 New
GC
37
Guggenheim Capital
Illinois
$179K – – –
Comerica Bank
38
Comerica Bank
Texas
$176K -$63.6K -5,429 -27%
UR
39
USCA RIA
Texas
$174K +$174K +14,888 New
SKK
40
Shepherd Kaplan Krochuk
Massachusetts
$163K – – –
SNC
41
Stifel Nicolaus & Co
Missouri
$158K -$6.79K -580 -4%
MFS
42
MSI Financial Services
Massachusetts
$152K +$13.5K +1,151 +10%
VKH
43
Virtu KCG Holdings
New York
$132K +$132K +11,269 New
MA
44
MUFG Americas
New York
$55K +$55K +4,700 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$20K +$5.16K +440 +35%
Creative Planning
46
Creative Planning
Kansas
$6K +$76 +7 +1%
TRCT
47
Tower Research Capital (TRC)
New York
$4K -$6.67K -500 -63%
Citigroup
48
Citigroup
New York
$3K -$27.3K -1,955 -90%
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