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RMT

Royce Micro-Cap Trust

48 hedge funds and large institutions have $78.8M invested in Royce Micro-Cap Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

14% more funds holding

Funds holding: 4248 (+6)

11% more capital invested

Capital invested by funds: $70.8M → $78.8M (+$7.96M)

0.02% more ownership

Funds ownership: 22.8%22.82% (+0.02%)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
21
Reduced
13
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
TFS Capital
Pennsylvania
$416K +$407K +35,564 New
GWI
27
Grace & White Inc
New York
$373K
Ameriprise
28
Ameriprise
Minnesota
$362K +$124K +10,848 +54%
DADC
29
D.A. Davidson & Co
Montana
$333K
KeyBank National Association
30
KeyBank National Association
Ohio
$315K
CWM
31
Concert Wealth Management
California
$313K -$2.14K -187 -0.7%
RIL
32
Rothschild Investment LLC
Illinois
$306K +$299K +26,158 New
AIG
33
American International Group
New York
$273K +$7.64K +668 +3%
Bank of America
34
Bank of America
North Carolina
$255K +$36.1K +3,161 +17%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$252K +$83.5K +7,306 +51%
RJA
36
Raymond James & Associates
Florida
$207K +$202K +17,638 New
GC
37
Guggenheim Capital
Illinois
$179K
Comerica Bank
38
Comerica Bank
Texas
$176K -$62.1K -5,429 -27%
UR
39
USCA RIA
Texas
$174K +$170K +14,888 New
SKK
40
Shepherd Kaplan Krochuk
Massachusetts
$163K
SNC
41
Stifel Nicolaus & Co
Missouri
$158K -$6.63K -580 -4%
MFS
42
MSI Financial Services
Massachusetts
$152K +$13.2K +1,151 +10%
VKH
43
Virtu KCG Holdings
New York
$132K +$129K +11,269 New
MA
44
MUFG Americas
New York
$55K +$53.7K +4,700 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$20K +$5.03K +440 +35%
Creative Planning
46
Creative Planning
Kansas
$6K +$80 +7 +1%
TRCT
47
Tower Research Capital (TRC)
New York
$4K -$5.72K -500 -63%
Citigroup
48
Citigroup
New York
$3K -$22.3K -1,955 -90%

RMT Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2013, worth a combined $78.8M — up 11% from $70.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RMT positions and 1 closed out — a net gain of 6 holders — while 21 added to existing stakes and 13 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $589K. The largest seller was Financial & Investment Management Group, cutting an estimated $928K.

  • 48 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2013, up from 42 in Q2 2013.
  • Funds reported $78.8M of Royce Micro-Cap Trust stock for Q3 2013, up 11% quarter-over-quarter.
  • 7 funds opened new Royce Micro-Cap Trust positions in Q3 2013 and 1 closed out, a net change of +6 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2013 was Wolverine Asset Management, an estimated $589K added.
  • The largest Royce Micro-Cap Trust seller in Q3 2013 was Financial & Investment Management Group, an estimated $928K sold.

Based on aggregated 13F filings for Q3 2013.