Oxford Lane Capital
OXLC
29 hedge funds and large institutions have $33M invested in Oxford Lane Capital in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 8 closing their positions.
9% less funds holding
Funds holding: 32 → 29 (-3)
22% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 9
25% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 8
39% less capital invested
Capital invested by funds: $53.8M → $33M (-$20.8M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VKH
Virtu KCG Holdings
New York
|
+$579K |
| 2 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$340K |
| 3 |
AIG
American International Group
New York
|
+$246K |
| 4 |
NCCM
Nine Chapters Capital Management
Short Hills,
New Jersey
|
+$145K |
| 5 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$137K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TCM
Trafelet Capital Management
New York
|
-$7.02M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$3.57M |
| 3 |
CHAM
Clear Harbor Asset Management
Stamford,
Connecticut
|
-$1.72M |
| 4 |
OAM
Orinda Asset Management
Lafayette,
California
|
-$869K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$530K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $28K | +$33.5K | +494 | New |
|
|
GWM
27
Gupta Wealth Management
San Diego,
California
| $12K | – | – | – |
|
|
MWP
28
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
| $6K | +$7.12K | +105 | New |
|
|
MFS
29
MSI Financial Services
Springfield,
Massachusetts
| $5K | – | – | – |
|
|
TCM
30
Trafelet Capital Management
New York
| – | -$7.02M | -98,822 | Closed |
|
|
CHAM
31
Clear Harbor Asset Management
Stamford,
Connecticut
| – | -$1.72M | -24,147 | Closed |
|
|
OAM
32
Orinda Asset Management
Lafayette,
California
| – | -$869K | -12,225 | Closed |
|
33
Citadel Advisors
Miami,
Florida
| – | -$271K | -3,821 | Closed |
|
34
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$146K | -2,052 | Closed |
|
35
Citigroup
New York
| – | -$13K | -188 | Closed |
|
|
KTC
36
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| – | -$7K | -100 | Closed |
|
OXLC Hedge Fund Activity: Q3 2015 in Review
29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2015, worth a combined $33M — down 39% from $53.8M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of OXLC and 6 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 7 added.
The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $579K. The largest seller was Trafelet Capital Management, exiting entirely with an estimated $7.02M sold.
- 29 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2015, down from 32 in Q2 2015.
- Funds reported $33M of Oxford Lane Capital stock for Q3 2015, down 39% quarter-over-quarter.
- 6 funds opened new Oxford Lane Capital positions in Q3 2015 and 8 closed out, a net change of -2 holders.
- The largest Oxford Lane Capital buyer in Q3 2015 was Virtu KCG Holdings, an estimated $579K added.
- The largest Oxford Lane Capital seller in Q3 2015 was Trafelet Capital Management, an estimated $7.02M sold.
Based on aggregated 13F filings for Q3 2015.