Gupta Wealth Management’s Oxford Lane Capital OXLC Stock Holding History

Gupta Wealth Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-210	Closed	-$10K	–	1247
2015 Q4	$10K	Hold	210	–	–	﹤0.01%	885
2015 Q3	$12K	Hold	210	–	–	﹤0.01%	868
2015 Q2	$15K	Hold	210	–	–	﹤0.01%	809
2015 Q1	$16K	Buy	+210	New	+$15.9K	﹤0.01%	658

Other funds holding OXLC

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

AIM

Artemis Investment Management Edinburgh, United Kingdom $11.2B AUM 80.72% 1-Year Est. Return

KFA

Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Gupta Wealth Management's OXLC Position: Q1 2016 in Review

Gupta Wealth Management sold out of Oxford Lane Capital (OXLC) in Q1 2016, closing a stake of 210 shares — an estimated $10K sold.

Gupta Wealth Management first reported a position in OXLC in Q1 2015 and held it in 4 quarters. The position peaked at $16K in Q1 2015. 28 funds tracked by Wall St. Rank hold OXLC as of Q1 2016.

Gupta Wealth Management reported no remaining Oxford Lane Capital position as of Q1 2016 after selling out during the quarter.
Gupta Wealth Management sold 210 Oxford Lane Capital shares in Q1 2016, an estimated $10K.
Gupta Wealth Management first reported a position in Oxford Lane Capital in Q1 2015 and held it in 4 quarters.
Gupta Wealth Management's Oxford Lane Capital position peaked at $16K in Q1 2015.
28 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q1 2016.

Based on Gupta Wealth Management's 13F filing for Q1 2016, filed 16 May 2016.