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Hercules Capital
HTGC

Overview Fund Activity

186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
186
Holders Change
+17
Holders Change %
+10.06%
% of All Funds
4.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
38
Increased
59
Reduced
52
Closed
21
Calls
–
Puts
$2.72M
Net Calls
-$2.72M
Net Calls Change
+$468K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$44.9M
2
CF
2
Centaurus Financial
California
$10.7M
3
Millennium Management
3
Millennium Management
New York
$9.53M
4
SIS
4
Sound Income Strategies
Florida
$21.5M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$4.9M

Top Sellers

1
AM
1
Ares Management
California
$0
2
Nomura Holdings
2
Nomura Holdings
Japan
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$3.02M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$30.6M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HCM
151
Highlander Capital Management
New Jersey
$45K – – –
QT
152
Quantbot Technologies
New York
$44K +$44K +3,474 New
Carson Wealth (CWM LLC)
153
Carson Wealth (CWM LLC)
Nebraska
$43K – – –
WOC
154
West Oak Capital
California
$38K +$38K +3,000 New
RCAG
155
Rehmann Capital Advisory Group
Michigan
$33.4K +$808 +63 +2%
CFN
156
Cordasco Financial Network
Florida
$32K +$760 +60 +2%
TCM
157
Tradewinds Capital Management
Washington
$28K +$651 +50 +2%
TFS
158
TrustCore Financial Services
Tennessee
$25K – – –
BNP Paribas Financial Markets
159
BNP Paribas Financial Markets
France
$24.1K +$526 +41 +2%
JIR
160
James Investment Research
Ohio
$23K – – –
LPWM
161
Lake Point Wealth Management
Texas
$22K – – –
Simplex Trading
162
Simplex Trading
Illinois
$19K +$19K +1,519 New
AF
163
Advisornet Financial
Minnesota
$15K – – –
GAM
164
Gemmer Asset Management
California
$15K – – –
SPIA
165
Steward Partners Investment Advisory
New York
$14K +$14K +1,146 New
AF
166
Allworth Financial
California
$13K +$317 +25 +3%
PMFA
167
Plante Moran Financial Advisors
Michigan
$12K +$8.05K +626 +204%
AIM
168
Advantage Investment Management
Iowa
$10K – – –
TCOV
169
Trust Company of Vermont
Vermont
$10K +$10K +748 New
AWMS
170
Advocacy Wealth Management Services
Georgia
$10K +$10K +800 New
Barclays
171
Barclays
United Kingdom
$9K +$9K +700 New
BFEC
172
Benjamin F. Edwards & Company
Missouri
$8K – – –
WAP
173
Wealthcare Advisory Partners
Pennsylvania
$8K +$5.04K +384 +171%
EFSCE
174
Enterprise Financial Services Corp (EFSC)
Missouri
$7K – – –
AOWM
175
Alpha Omega Wealth Management
Virginia
$7K +$7K +549 New
5 6
7
8 9