Benjamin F. Edwards & Company’s Hercules Capital HTGC Stock Holding History

Benjamin F. Edwards & Company’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-500	Closed	-$6K	–	1664
2020 Q3	$6K	Hold	500	–	–	﹤0.01%	1385
2020 Q2	$5K	Hold	500	–	–	﹤0.01%	1424
2020 Q1	$4K	Hold	500	–	–	﹤0.01%	1476
2019 Q4	$7K	Hold	500	–	–	﹤0.01%	1515
2019 Q3	$7K	Sell	500 -100	-17%	-$1.3K	﹤0.01%	1493
2019 Q2	$8K	Hold	600	–	–	﹤0.01%	1484
2019 Q1	$8K	Sell	600 -71	-11%	-$904	﹤0.01%	1375
2018 Q4	$7K	Buy	671 +171	+34%	+$2.08K	﹤0.01%	1377
2018 Q3	$7K	Buy	+500	New	+$6.67K	﹤0.01%	1347

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Benjamin F. Edwards & Company's HTGC Position: Q4 2020 in Review

Benjamin F. Edwards & Company sold out of Hercules Capital (HTGC) in Q4 2020, closing a stake of 500 shares — an estimated $6K sold.

Benjamin F. Edwards & Company first reported a position in HTGC in Q3 2018 and held it in 9 quarters. The position peaked at $8K in Q2 2019. 193 funds tracked by Wall St. Rank hold HTGC as of Q4 2020.

Benjamin F. Edwards & Company reported no remaining Hercules Capital position as of Q4 2020 after selling out during the quarter.
Benjamin F. Edwards & Company sold 500 Hercules Capital shares in Q4 2020, an estimated $6K.
Benjamin F. Edwards & Company first reported a position in Hercules Capital in Q3 2018 and held it in 9 quarters.
Benjamin F. Edwards & Company's Hercules Capital position peaked at $8K in Q2 2019.
193 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2020.

Based on Benjamin F. Edwards & Company's 13F filing for Q4 2020, filed 16 Feb 2021.