Benjamin F. Edwards & Company’s Hercules Capital HTGC Stock Holding History

Benjamin F. Edwards & Company’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-500	Closed	-$6K	–	1664
2020 Q3	$6K	Hold	500	–	–	﹤0.01%	1385
2020 Q2	$5K	Hold	500	–	–	﹤0.01%	1424
2020 Q1	$4K	Hold	500	–	–	﹤0.01%	1476
2019 Q4	$7K	Hold	500	–	–	﹤0.01%	1515
2019 Q3	$7K	Sell	500 -100	-17%	-$1.3K	﹤0.01%	1493
2019 Q2	$8K	Hold	600	–	–	﹤0.01%	1484
2019 Q1	$8K	Sell	600 -71	-11%	-$904	﹤0.01%	1375
2018 Q4	$7K	Buy	671 +171	+34%	+$2.08K	﹤0.01%	1377
2018 Q3	$7K	Buy	+500	New	+$6.67K	﹤0.01%	1347

Other funds holding HTGC

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Royal Bank of Canada

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Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return