Plante Moran Financial Advisors’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-2,081	Closed	-$34.2K	–	868
2023 Q3	$34.2K	Hold	2,081	–	–	﹤0.01%	344
2023 Q2	$30.8K	Hold	2,081	–	–	﹤0.01%	372
2023 Q1	$26.8K	Buy	2,081 +59	+3%	+$825	﹤0.01%	394
2022 Q4	$26.7K	Buy	2,022 +50	+3%	+$679	﹤0.01%	409
2022 Q3	$23K	Buy	1,972 +44	+2%	+$628	﹤0.01%	428
2022 Q2	$26K	Buy	1,928 +113	+6%	+$1.76K	﹤0.01%	414
2022 Q1	$33K	Buy	1,815 +34	+2%	+$597	0.01%	392
2021 Q4	$30K	Buy	1,781 +34	+2%	+$576	﹤0.01%	464
2021 Q3	$29K	Buy	1,747 +32	+2%	+$544	0.01%	482
2021 Q2	$29K	Buy	1,715 +32	+2%	+$548	0.01%	482
2021 Q1	$27K	Buy	1,683 +33	+2%	+$512	0.01%	483
2020 Q4	$24K	Buy	1,650 +40	+2%	+$509	0.01%	491
2020 Q3	$19K	Buy	1,610 +179	+13%	+$1.99K	0.01%	508
2020 Q2	$15K	Buy	1,431 +39	+3%	+$396	0.01%	476
2020 Q1	$11K	Buy	1,392 +174	+14%	+$2.27K	0.01%	484
2019 Q4	$17K	Buy	1,218 +27	+2%	+$375	0.01%	484
2019 Q3	$16K	Buy	1,191 +258	+28%	+$3.37K	﹤0.01%	530
2019 Q2	$12K	Buy	933 +626	+204%	+$8.12K	﹤0.01%	543
2019 Q1	$4K	Buy	+307	New	+$3.91K	﹤0.01%	656
2014 Q1	–	Sell	-582	Closed	-$10K	–	657
2013 Q4	$10K	Sell	582 -500	-46%	-$8.07K	0.01%	450
2013 Q3	$17K	Hold	1,082	–	–	0.01%	305
2013 Q2	$15K	Buy	+1,082	New	+$14.1K	0.01%	279