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Hercules Capital
HTGC

Overview Fund Activity

181 hedge funds and large institutions have $481M invested in Hercules Capital in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 59 increasing their positions, 57 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
181
Holders Change
+7
Holders Change %
+4.02%
% of All Funds
4.14%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.14%
New
26
Increased
59
Reduced
57
Closed
17
Calls
$346K
Puts
$980K
Net Calls
-$634K
Net Calls Change
-$493K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$21.5M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$11.7M
3
UBS Group
3
UBS Group
Switzerland
$30.1M
4
Credit Agricole
4
Credit Agricole
France
$3.42M
5
SIS
5
Sound Income Strategies
Florida
$14.7M

Top Sellers

1
CF
1
Centaurus Financial
California
$8.01K
2
Two Sigma Investments
2
Two Sigma Investments
New York
$2.91M
3
NC
3
Northpointe Capital
Michigan
$10.6M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$2.64M
5
Millennium Management
5
Millennium Management
New York
$4.09M
Name Holding Trade Value Shares
Change 		Shares
Change %
GP
151
Girard Partners
Pennsylvania
$23K +$23K +1,800 New
Ameriprise
152
Ameriprise
Minnesota
$22K +$22K +1,660 New
FHB
153
First Hawaiian Bank
Hawaii
$18K +$18K +1,400 New
AA
154
Ancora Advisors
Ohio
$17K +$17K +1,339 New
WWM
155
Wagner Wealth Management
South Carolina
$14K – – –
GAM
156
Gemmer Asset Management
California
$13K -$9.24K -675 -42%
SFM
157
Signet Financial Management
New Jersey
$13K – – –
PCP
158
Proficio Capital Partners
Massachusetts
$13K – – –
AIM
159
Advantage Investment Management
Iowa
$11K – – –
CF
160
Centaurus Financial
California
$8.01K -$7.63M -579,824 -100%
SIAP
161
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$8K – – –
PA
162
Parallel Advisors
California
$7K – – –
ML
163
McAdam LLC
Pennsylvania
$7K – – –
THWM
164
Taylor Hoffman Wealth Management
Virginia
$7K – – –
Group One Trading
165
Group One Trading
Illinois
$7K +$7K +500 New
BFEC
166
Benjamin F. Edwards & Company
Missouri
$7K +$7K +500 New
LA
167
Legacy Advisors
Pennsylvania
$7K +$7K +561 New
MPWT
168
MassMutual Private Wealth & Trust
Connecticut
$6.24K -$105 -8 -2%
Fifth Third Bancorp
169
Fifth Third Bancorp
Ohio
$6K – – –
TSW
170
Thompson Siegel & Walmsley
Virginia
$5K – – –
FPFS
171
First Personal Financial Services
North Carolina
$5K +$774 +57 +18%
WAP
172
Wealthcare Advisory Partners
Pennsylvania
$3K +$27 +2 +0.9%
WAM
173
Wealthspire Advisors (Maryland)
Maryland
$2K – – –
QCIG
174
Quad-Cities Investment Group
Iowa
$2K – – –
DWM
175
Destination Wealth Management
California
$1K +$1K +85 New
4 5 6
7
8