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Hercules Capital
HTGC

Overview Fund Activity

152 hedge funds and large institutions have $477M invested in Hercules Capital in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 70 increasing their positions, 35 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.37%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
28
Increased
70
Reduced
35
Closed
33
Calls
$281K
Puts
$1.82M
Net Calls
-$1.54M
Net Calls Change
-$1.01M

Top Buyers

1
AllianceBernstein
1
AllianceBernstein
Tennessee
$9.9M
2
DCM
2
Driehaus Capital Management
Illinois
$8.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$14.7M
4
GC
4
Guggenheim Capital
Illinois
$7.25M
5
U
5
UBS
Switzerland
$23.6M

Top Sellers

1
Comerica Bank
1
Comerica Bank
Texas
$3.03M
2
BFA
2
BlackRock Fund Advisors
California
$0
3
State Street
3
State Street
Massachusetts
$576K
4
Northern Trust
4
Northern Trust
Illinois
$11.4M
5
BIT
5
BlackRock Institutional Trust
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
151
Envestnet Asset Management
Illinois
$2K – – –
ST
152
Spot Trading
Illinois
$2K +$2K +100 New
BFA
153
BlackRock Fund Advisors
California
– -$21.6M -1,532,335 Closed
BIT
154
BlackRock Institutional Trust
California
– -$10.9M -777,876 Closed
TCIM
155
TIAA CREF Investment Management
New York
– -$3.98M -282,983 Closed
BIM
156
BlackRock Investment Management
Delaware
– -$2.97M -210,708 Closed
Vanguard Group
157
Vanguard Group
Pennsylvania
– -$2.09M -148,545 Closed
California State Teachers Retirement System (CalSTRS)
158
California State Teachers Retirement System (CalSTRS)
California
– -$1.57M -111,870 Closed
Charles Schwab
159
Charles Schwab
California
– -$1.32M -93,500 Closed
TA
160
Teachers Advisors
New York
– -$1.26M -89,442 Closed
RhumbLine Advisers
161
RhumbLine Advisers
Massachusetts
– -$1.12M -79,395 Closed
Swiss National Bank
162
Swiss National Bank
Switzerland
– -$898K -63,800 Closed
ProShare Advisors
163
ProShare Advisors
Maryland
– -$879K -62,462 Closed
Jacobs Levy Equity Management
164
Jacobs Levy Equity Management
New Jersey
– -$878K -62,428 Closed
Capital Fund Management (CFM)
165
Capital Fund Management (CFM)
France
– -$753K -53,483 Closed
MLICM
166
Metropolitan Life Insurance Company (MetLife)
New York
– -$708K -50,336 Closed
State Board of Administration of Florida Retirement System
167
State Board of Administration of Florida Retirement System
Florida
– -$665K -47,248 Closed
Geode Capital Management
168
Geode Capital Management
Massachusetts
– -$622K -44,215 Closed
VKH
169
Virtu KCG Holdings
New York
– -$601K -42,732 Closed
VOYA Investment Management
170
VOYA Investment Management
Georgia
– -$538K -38,255 Closed
VRS
171
Virginia Retirement Systems
Virginia
– -$510K -36,265 Closed
BA
172
BlackRock Advisors
Delaware
– -$449K -31,897 Closed
ARTA
173
A.R.T. Advisors
New York
– -$424K -30,147 Closed
UBS AM
174
UBS AM
Illinois
– -$348K -24,715 Closed
TC
175
TFS Capital
Pennsylvania
– -$279K -19,846 Closed
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