Charles Schwab
HTGC icon

Charles Schwab’s Hercules Capital HTGC Stock Holding History

Charles Schwab’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-93,500
Closed -$1.32M – 3113
2014
Q1 		$1.32M Buy
93,500
+6,300
+7% +$98.7K ﹤0.01% 2155
2013
Q4 		$1.43M Hold
87,200
– – ﹤0.01% 2092
2013
Q3 		$1.33M Hold
87,200
– – ﹤0.01% 2069
2013
Q2 		$1.22M Buy
+87,200
New +$1.13M ﹤0.01% 2043

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Charles Schwab's HTGC Position: Q2 2014 in Review

Charles Schwab sold out of Hercules Capital (HTGC) in Q2 2014, closing a stake of 93,500 shares — an estimated $1.32M sold.

Charles Schwab first reported a position in HTGC in Q2 2013 and held it in 4 quarters. The position peaked at $1.43M in Q4 2013. 152 funds tracked by Wall St. Rank hold HTGC as of Q2 2014.

  • Charles Schwab reported no remaining Hercules Capital position as of Q2 2014 after selling out during the quarter.
  • Charles Schwab sold 93,500 Hercules Capital shares in Q2 2014, an estimated $1.32M.
  • Charles Schwab first reported a position in Hercules Capital in Q2 2013 and held it in 4 quarters.
  • Charles Schwab's Hercules Capital position peaked at $1.43M in Q4 2013.
  • 152 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.