TFS Capital’s Hercules Capital HTGC Stock Holding History

TFS Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,952	Closed	-$146K	–	1039
2015 Q4	$146K	Buy	+11,952	New	+$135K	0.02%	616
2014 Q4	–	Sell	-12,843	Closed	-$186K	–	1062
2014 Q3	$186K	Buy	+12,843	New	+$203K	0.02%	889
2014 Q2	–	Sell	-19,846	Closed	-$279K	–	1219
2014 Q1	$279K	Sell	19,846 -68,293	-77%	-$1.07M	0.02%	1051
2013 Q4	$1.45M	Buy	+88,139	New	+$1.42M	0.07%	421

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

TFS Capital's HTGC Position: Q1 2016 in Review

TFS Capital sold out of Hercules Capital (HTGC) in Q1 2016, closing a stake of 11,952 shares — an estimated $146K sold.

TFS Capital first reported a position in HTGC in Q4 2013 and held it in 4 quarters. The position peaked at $1.45M in Q4 2013. 143 funds tracked by Wall St. Rank hold HTGC as of Q1 2016.

TFS Capital reported no remaining Hercules Capital position as of Q1 2016 after selling out during the quarter.
TFS Capital sold 11,952 Hercules Capital shares in Q1 2016, an estimated $146K.
TFS Capital first reported a position in Hercules Capital in Q4 2013 and held it in 4 quarters.
TFS Capital's Hercules Capital position peaked at $1.45M in Q4 2013.
143 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2016.

Based on TFS Capital's 13F filing for Q1 2016, filed 10 May 2016.