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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWP
126
Principle Wealth Partners
Connecticut
$324K +$127K +7,450 +65%
IC
127
Inscription Capital
Texas
$324K +$325K +18,975 New
BAIA
128
Bel Air Investment Advisors
California
$322K – – –
SG Americas Securities
129
SG Americas Securities
New York
$321K -$73.5K -4,297 -19%
ECM
130
ExodusPoint Capital Management
New York
$320K +$321K +18,758 New
OPA
131
Old Port Advisors
Maine
$316K -$119K -6,956 -27%
Victory Capital Management
132
Victory Capital Management
Texas
$311K -$8.83K -516 -3%
AIMCA
133
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$273K – – –
CG
134
Caprock Group
Idaho
$273K +$274K +16,000 New
QIM
135
Quest Investment Management
Oregon
$261K – – –
SM
136
Sciencast Management
New Jersey
$260K +$260K +15,170 New
EFS
137
Essex Financial Services
Connecticut
$250K – – –
CANY
138
Caxton Associates (New York)
New York
$249K +$250K +14,609 New
VAS
139
Vestmark Advisory Solutions
Massachusetts
$241K -$8.76K -512 -3%
BC
140
Bridgefront Capital
Texas
$232K +$232K +13,588 New
WJWM
141
Williams Jones Wealth Management
New York
$227K +$4.21K +246 +2%
SAS
142
Stelac Advisory Services
New York
$220K +$291 +17 +0.1%
QC
143
Quantedge Capital
Singapore
$220K +$221K +12,891 New
APA
144
American Portfolios Advisors
New York
$215K +$1.42K +83 +0.7%
CFGS
145
Concourse Financial Group Securities
Alabama
$213K +$4.4K +257 +2%
BPA
146
Beacon Pointe Advisors
California
$208K – – –
TI
147
Trexquant Investment
Connecticut
$201K +$201K +11,757 New
Marshall Wace
148
Marshall Wace
United Kingdom
$201K +$201K +11,766 New
BAM
149
Belpointe Asset Management
Nevada
$199K -$20.3K -1,186 -9%
PFO
150
Pathstone Family Office
New Jersey
$188K – – –
4 5
6
7 8

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.