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Hercules Capital
HTGC

Overview Fund Activity

199 hedge funds and large institutions have $289M invested in Hercules Capital in 2020 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 71 increasing their positions, 61 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
199
Holders Change
+8
Holders Change %
+4.19%
% of All Funds
4.4%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
37
Increased
71
Reduced
61
Closed
26
Calls
$716K
Puts
$1.22M
Net Calls
-$508K
Net Calls Change
-$750K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.1M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$7.25M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.73M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$2.8M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$769K
2
Assenagon Asset Management
2
Assenagon Asset Management
Luxembourg
$0
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.34M
4
CIM
4
Confluence Investment Management
Missouri
$4.03M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
126
ExodusPoint Capital Management
New York
$124K -$194K -25,435 -61%
US Bancorp
127
US Bancorp
Minnesota
$123K +$13.6K +1,786 +12%
AIMCA
128
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$122K – – –
KA
129
Kovack Advisors
Florida
$120K -$6.53K -857 -5%
VAS
130
Vestmark Advisory Solutions
Massachusetts
$120K +$120K +15,746 New
Jane Street
131
Jane Street
New York
$119K +$119K +15,550 New
QIM
132
Quest Investment Management
Oregon
$117K – – –
FNBOMD
133
First National Bank of Mount Dora
Florida
$116K +$38.9K +5,090 +50%
TC
134
Telemus Capital
Michigan
$111K – – –
SG Americas Securities
135
SG Americas Securities
New York
$109K -$28.3K -3,714 -21%
CBA
136
Coastal Bridge Advisors
Connecticut
$109K +$109K +14,315 New
Citigroup
137
Citigroup
New York
$106K +$12.8K +1,666 +14%
MAFM
138
Mid Atlantic Financial Management
Pennsylvania
$104K +$787 +103 +0.8%
SAS
139
Stelac Advisory Services
New York
$101K +$21.6K +2,839 +27%
SIA
140
Sit Investment Associates
Minnesota
$100K – – –
FAAS
141
First Allied Advisory Services
California
$98K -$5.11K -667 -5%
MFG
142
Magnus Financial Group
New York
$92K +$8.36K +1,100 +10%
CFGS
143
Concourse Financial Group Securities
Alabama
$85K -$5.5K -722 -6%
Allianz Asset Management
144
Allianz Asset Management
Germany
$84K +$130 +17 +0.2%
SS
145
Sunbelt Securities
Texas
$81K -$13K -1,698 -14%
GAM
146
Gotham Asset Management
New York
$77K +$77K +10,074 New
MWNA
147
Marshall Wace North America
New York
$71K +$71K +9,394 New
ASN
148
Advisory Services Network
Georgia
$64K +$3.14K +412 +5%
APA
149
American Portfolios Advisors
New York
$54.5K +$703 +92 +1%
RE
150
RBC Europe
United Kingdom
$53.5K – – –
4 5
6
7 8