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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
Simplex Trading
126
Simplex Trading
Illinois
$9K 800 +318 +66%
RFA
127
Reilly Financial Advisors
California
$9K 800 +800 New
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$7K 575 -1,000 -63%
AWM
129
AllSquare Wealth Management
New York
$7K 600 – –
JG
130
Jefferies Group
New York
$7K 565 +565 New
BNP Paribas Financial Markets
131
BNP Paribas Financial Markets
France
$6.45K 558 +558 New
FHA
132
First Horizon Advisors
Tennessee
$6K 533 – –
Manulife (Manufacturers Life Insurance)
133
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5.5K 475,951 +73,520 +18%
ST
134
Smithfield Trust
Pennsylvania
$5K 429 – –
DOA
135
D'Orazio & Associates
Virginia
$4K 300 +300 New
CHP
136
Cable Hill Partners
Oregon
$2K 95 – –
BCM
137
Brookstone Capital Management
Illinois
$2K 190 +190 New
MPWT
138
MassMutual Private Wealth & Trust
Connecticut
$1.62K 100 – –
GIP
139
Granite Investment Partners
California
– – -359,442 Closed
CPIM
140
Columbia Partners Investment Management
Virginia
– – -326,378 Closed
BC
141
Brinker Capital
Pennsylvania
– – -288,887 Closed
WCM
142
Wedge Capital Management
North Carolina
– – -233,510 Closed
SI
143
Scout Investments
Missouri
– – -194,625 Closed
Allianz Asset Management
144
Allianz Asset Management
Germany
– – -75,708 Closed
Bank of New York Mellon
145
Bank of New York Mellon
New York
– – -68,797 Closed
CRC
146
Curi RMB Capital
Illinois
– – -64,000 Closed
KIA
147
King Investment Advisors
Texas
– – -56,220 Closed
New York State Common Retirement Fund
148
New York State Common Retirement Fund
New York
– – -46,513 Closed
AW
149
Alpha Windward
Massachusetts
– – -30,720 Closed
DC
150
Deere & Company
Illinois
– – -27,561 Closed
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