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Hercules Capital
HTGC

Overview Fund Activity

157 hedge funds and large institutions have $449M invested in Hercules Capital in 2014 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 70 increasing their positions, 36 reducing their positions, and 15 closing their positions.

Holders
157
Holders Change
+8
Holders Change %
+5.37%
% of All Funds
4.54%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
25
Increased
70
Reduced
36
Closed
15
Calls
$266K
Puts
$795K
Net Calls
-$529K
Net Calls Change
-$370K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$15.6M
2
Robeco Institutional Asset Management
2
Robeco Institutional Asset Management
Netherlands
$14.3M
3
PCM
3
Penn Capital Management
Pennsylvania
$2.46M
4
Morgan Stanley
4
Morgan Stanley
New York
$14.8M
5
BTS
5
BB&T Securities
Virginia
$9.48M

Top Sellers

1
IG
1
ING Group
Netherlands
$0
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.09M
3
DCM
3
Driehaus Capital Management
Illinois
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$280K
5
Fuller & Thaler Asset Management
5
Fuller & Thaler Asset Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OC
126
Oppenheimer & Co
New York
$145K 10,300 +10,300 New
Nisa Investment Advisors
127
Nisa Investment Advisors
Missouri
$141K 10,000 -2,100 -17%
QIM
128
Quest Investment Management
Oregon
$141K 10,000 – –
QT
129
Quantbot Technologies
New York
$128K 9,128 +6,428 +238%
PCM
130
Prelude Capital Management
New York
$125K 8,900 +8,900 New
NSIM
131
North Star Investment Management
Illinois
$120K 8,500 +8,500 New
US Bancorp
132
US Bancorp
Minnesota
$94K 6,700 – –
PNC Financial Services Group
133
PNC Financial Services Group
Pennsylvania
$92K 6,572 +5,772 +722%
WA
134
WFG Advisors
Texas
$70K 4,958 -12,197 -71%
Lazard Asset Management
135
Lazard Asset Management
New York
$70K 5,000 – –
IMS
136
Index Management Solutions
Pennsylvania
$67K 4,777 +4,777 New
Dimensional Fund Advisors
137
Dimensional Fund Advisors
Texas
$67K 4,787 +4,787 New
Canada Life
138
Canada Life
Manitoba, Canada
$47K 3,373 – –
Bank of Montreal
139
Bank of Montreal
Ontario, Canada
$44K 3,100 -481 -13%
PSC
140
Prentiss Smith & Co
Vermont
$42K 3,000 – –
Barclays
141
Barclays
United Kingdom
$36K 2,521 -4,221 -63%
DADC
142
D.A. Davidson & Co
Montana
$35K 2,510 – –
Teacher Retirement System of Texas
143
Teacher Retirement System of Texas
Texas
$34K 2,385 +85 +4%
BlackRock
144
BlackRock
New York
$31K 2,160 – –
MFS
145
MSI Financial Services
Massachusetts
$16K 1,142 – –
RIA
146
Regal Investment Advisors
Michigan
$14K 1,000 +1,000 New
PTC
147
Private Trust Company
Ohio
$14K 1,000 +1,000 New
M&T Bank
148
M&T Bank
New York
$11K 812 – –
S
149
SignatureFD
Georgia
$9K 654 +654 New
HCM
150
Highlander Capital Management
New Jersey
$7.49K 532 – –
3 4 5
6
7