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Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Market Value Shares Shares
Change 		Shares
Change %
AIM
101
Aigen Investment Management
New York
$285K 20,339 +20,339 New
P
102
&Partners
Tennessee
$271K 19,350 – –
CS
103
Credit Suisse
Switzerland
$266K 18,956 +18,956 New
Victory Capital Management
104
Victory Capital Management
Texas
$265K 18,892 +1,388 +8%
CIBC Private Wealth Group
105
CIBC Private Wealth Group
Georgia
$259K 18,487 – –
SG Americas Securities
106
SG Americas Securities
New York
$253K 18,041 -12,640 -41%
SM
107
Salzhauer Michael
$252K 18,000 – –
Qube Research & Technologies (QRT)
108
Qube Research & Technologies (QRT)
United Kingdom
$243K 17,344 +17,344 New
SEI Investments
109
SEI Investments
Pennsylvania
$240K 17,275 +244 +1%
Ameriprise
110
Ameriprise
Minnesota
$233K 16,627 +1,996 +14%
KA
111
Kovack Advisors
Florida
$233K 16,617 +3,187 +24%
AIMCA
112
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$224K 16,009 – –
GWM
113
Geneos Wealth Management
Colorado
$223K 15,850 +1,000 +7%
QIM
114
Quest Investment Management
Oregon
$215K 15,315 – –
US Bancorp
115
US Bancorp
Minnesota
$202K 14,386 +802 +6%
OCG
116
Opus Capital Group
Ohio
$202K 14,401 +14,401 New
SSA
117
Schonfeld Strategic Advisors
New York
$192K 13,700 +13,700 New
FAAS
118
First Allied Advisory Services
California
$189K 13,456 – –
MAFM
119
Mid Atlantic Financial Management
Pennsylvania
$189K 13,512 +13,512 New
BAM
120
Belpointe Asset Management
Nevada
$187K 13,354 +13,354 New
SIA
121
Sit Investment Associates
Minnesota
$184K 13,100 – –
CSS
122
Cubist Systematic Strategies
Connecticut
$184K 13,097 +8,862 +209%
Lido Advisors
123
Lido Advisors
California
$182K 13,001 +13,001 New
SBIA
124
Sheaff Brock Investment Advisors
Indiana
$180K 12,850 +12,850 New
SS
125
Sunbelt Securities
Texas
$173K 12,315 +12,315 New
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5
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