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Hercules Capital

158 hedge funds and large institutions have $545M invested in Hercules Capital in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $2.73M | Put options by funds: $1.22M

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

14% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 49

12% more capital invested

Capital invested by funds: $486M → $545M (+$58.6M)

1% more funds holding

Funds holding: 156158 (+2)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.15% less ownership

Funds ownership: 44.67%43.52% (-1.1%)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
3.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
26
Increased
56
Reduced
49
Closed
22
Calls
$2.73M
Puts
$1.22M
Net Calls
+$1.51M
Net Calls Change
+$1.03M
Name Holding Trade Value Shares
Change
Change in
Stake
QIM
101
Quest Investment Management
Oregon
$241K
SWP
102
Stratos Wealth Partners
Ohio
$235K +$29.3K +2,000 +15%
Ameriprise
103
Ameriprise
Minnesota
$231K +$4.85K +331 +2%
SM
104
Salzhauer Michael
$227K
ASN
105
Advisory Services Network
Georgia
$223K +$216K +14,737 New
IPC
106
Independent Portfolio Consultants
Florida
$223K +$217K +14,770 New
BTS
107
BB&T Securities
Virginia
$220K +$1.47K +100 +0.7%
1GA
108
1st Global Advisors
Texas
$216K -$9.36K -638 -4%
KCM
109
Kempner Capital Management
Texas
$215K
FAAS
110
First Allied Advisory Services
California
$213K -$1.95K -133 -0.9%
SEI Investments
111
SEI Investments
Pennsylvania
$211K -$5.94K -405 -3%
NSIM
112
North Star Investment Management
Illinois
$207K
WA
113
WealthTrust Axiom
Pennsylvania
$204K
SB
114
Suntrust Banks
Georgia
$202K +$195K +13,327 New
BC
115
Brinker Capital
Pennsylvania
$201K +$11.7K +800 +6%
Jane Street
116
Jane Street
New York
$200K +$193K +13,189 New
OCG
117
Opus Capital Group
Ohio
$196K -$850 -58 -0.4%
Lido Advisors
118
Lido Advisors
California
$194K
IA
119
IFP Advisors
Florida
$193K -$24.7K -1,686 -12%
Envestnet Asset Management
120
Envestnet Asset Management
Illinois
$188K +$127K +8,695 +235%
HighTower Advisors
121
HighTower Advisors
Illinois
$183K +$1.06K +72 +0.6%
DADC
122
D.A. Davidson & Co
Montana
$168K +$164K +11,168 New
VKH
123
Virtu KCG Holdings
New York
$159K -$4.96K -338 -3%
UCFA
124
United Capital Financial Advisors
Texas
$157K +$152K +10,390 New
WA
125
Wasatch Advisors
Utah
$156K -$83.1K -5,667 -36%