We are live on ! Find out more
HTGC icon

Hercules Capital

133 hedge funds and large institutions have $7.68B invested in Hercules Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 51 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,587% more capital invested

Capital invested by funds: $455M → $7.68B (+$7.22B)

76% more call options, than puts

Call options by funds: $920K | Put options by funds: $522K

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

21% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 42

4% more funds holding

Funds holding: 128133 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.18% less ownership

Funds ownership: 54.49%54.31% (-0.18%)

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
4.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
17
Increased
51
Reduced
42
Closed
10
Calls
$920K
Puts
$522K
Net Calls
+$398K
Net Calls Change
-$217K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
101
Citadel Advisors
Florida
$314K +$141K +9,692 +89%
PP
102
PDT Partners
New York
$267K +$254K +17,525 New
BNP Paribas Financial Markets
103
BNP Paribas Financial Markets
France
$258K -$70.9K -4,889 -22%
Ameriprise
104
Ameriprise
Minnesota
$242K +$173K +11,951 +304%
MA
105
MCF Advisors
Kentucky
$198K +$3.63K +250 +2%
CAN
106
Cetera Advisor Networks
California
$167K +$158K +10,923 New
PI
107
Placemark Investments
Illinois
$165K +$157K +10,834 New
Nisa Investment Advisors
108
Nisa Investment Advisors
Missouri
$153K +$145K +10,000 New
QIM
109
Quest Investment Management
Oregon
$152K
TRCT
110
Tower Research Capital (TRC)
New York
$141K +$121K +8,357 +975%
Teacher Retirement System of Texas
111
Teacher Retirement System of Texas
Texas
$120K +$54.6K +3,768 +92%
HIM
112
Hillsdale Investment Management
Ontario, Canada
$113K -$16.7K -1,150 -13%
Creative Planning
113
Creative Planning
Kansas
$103K -$2.9K -200 -3%
Lazard Asset Management
114
Lazard Asset Management
New York
$76K
MOACM
115
Mutual of America Capital Management
New York
$75K +$71.2K +4,908 New
US Bancorp
116
US Bancorp
Minnesota
$73K +$10.8K +744 +19%
LTFS
117
Ladenburg Thalmann Financial Services
Florida
$68K -$11.5K -792 -15%
Group One Trading
118
Group One Trading
Illinois
$64K -$31.9K -2,200 -34%
ST
119
Spot Trading
Illinois
$55K +$52.2K +3,600 New
Bank of Montreal
120
Bank of Montreal
Ontario, Canada
$54K -$10.1K -700 -16%
PSC
121
Prentiss Smith & Co
Vermont
$46K
California Public Employees Retirement System
122
California Public Employees Retirement System
California
$41K
BlackRock
123
BlackRock
New York
$32K
HNB
124
Huntington National Bank
Ohio
$30K -$4.32K -298 -13%
PMFA
125
Plante Moran Financial Advisors
Michigan
$17K