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Hercules Capital
HTGC

Overview Fund Activity

165 hedge funds and large institutions have $469M invested in Hercules Capital in 2017 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 48 reducing their positions, and 20 closing their positions.

Holders
165
Holders Change
+7
Holders Change %
+4.43%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
28
Increased
63
Reduced
48
Closed
20
Calls
$1.14M
Puts
$1.35M
Net Calls
-$217K
Net Calls Change
-$1.73M

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$39.2M
2
AM
2
Ares Management
California
$10.1M
3
MC
3
Muzinich & Co
New York
$52.4M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
Stifel Financial
5
Stifel Financial
Missouri
$6.5M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$804K
2
NC
2
Northpointe Capital
Michigan
$8.83M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$6.22M
5
PI
5
Putnam Investments
Massachusetts
$1.99M
Name Market Value Shares Shares
Change 		Shares
Change %
ARTA
76
A.R.T. Advisors
New York
$715K 54,011 +54,011 New
New York State Common Retirement Fund
77
New York State Common Retirement Fund
New York
$709K 53,562 -1 -0%
BCM
78
Buckhead Capital Management
Georgia
$681K 51,400 +10,000 +24%
SCM
79
Silver Capital Management
New York
$651K 49,173 +5,200 +12%
Commonwealth Equity Services
80
Commonwealth Equity Services
Massachusetts
$613K 46,302 +732 +2%
CIBC World Market
81
CIBC World Market
Ontario, Canada
$498K 37,598 +3,864 +11%
LPL Financial
82
LPL Financial
California
$487K 36,764 -12,890 -26%
NSIM
83
North Star Investment Management
Illinois
$440K 33,200 +19,500 +142%
California Public Employees Retirement System
84
California Public Employees Retirement System
California
$437K 33,000 – –
Tudor Investment Corp
85
Tudor Investment Corp
Connecticut
$420K 31,692 +31,692 New
CIBC Private Wealth Group
86
CIBC Private Wealth Group
Georgia
$415K 31,330 -6,087 -16%
RJFSA
87
Raymond James Financial Services Advisors
Florida
$407K 30,733 -18,538 -38%
Creative Planning
88
Creative Planning
Kansas
$400K 30,231 +4,290 +17%
Capital Fund Management (CFM)
89
Capital Fund Management (CFM)
France
$391K 29,500 +29,500 New
WP
90
WealthSource Partners
California
$386K 29,136 -8,567 -23%
SI
91
Stephens Inc
Arkansas
$370K 27,949 -1,058 -4%
US Bancorp
92
US Bancorp
Minnesota
$366K 27,624 +512 +2%
Citigroup
93
Citigroup
New York
$352K 26,564 -37,178 -58%
BSG
94
Black Swift Group
Colorado
$351K 26,500 +26,500 New
GCP
95
GSA Capital Partners
United Kingdom
$349K 26,340 +26,340 New
PI
96
PineBridge Investments
New York
$330K 24,946 +147 +0.6%
State Street
97
State Street
Massachusetts
$300K 22,793 – –
TG
98
TCW Group
California
$295K 22,302 +102 +0.5%
NFA
99
Nationwide Fund Advisors
Ohio
$287K 21,681 -15,369 -41%
Comerica Bank
100
Comerica Bank
Texas
$284K 21,357 -2,373 -10%
2 3
4
5 6