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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Market Value Shares Shares
Change 		Shares
Change %
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$2.2M 132,667 +4,920 +4%
DnB Asset Management
52
DnB Asset Management
Norway
$2.1M 126,316 +14,111 +13%
BI
53
Bramshill Investments
Florida
$2.05M 123,564 -39,816 -24%
Mackenzie Financial
54
Mackenzie Financial
Ontario, Canada
$1.98M 119,302 +16,449 +16%
Osaic Holdings
55
Osaic Holdings
Arizona
$1.97M 118,703 -2,067 -2%
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$1.92M 115,604 -767 -0.7%
AR
57
Advisory Research
Illinois
$1.82M 109,548 -3,050 -3%
PCM
58
Polaris Capital Management
Massachusetts
$1.76M 105,998 – –
Fidelity International
59
Fidelity International
Bermuda
$1.64M 98,191 +23,652 +32%
FF
60
FourThought Financial
Florida
$1.51M 90,823 -6,393 -7%
IAIM
61
International Assets Investment Management
Florida
$1.41M 84,820 -1,872 -2%
CNFG
62
Creegan & Nassoura Financial Group
New Hampshire
$1.4M 84,495 – –
DADC
63
D.A. Davidson & Co
Montana
$1.37M 82,616 +82,616 New
GC
64
Guggenheim Capital
Illinois
$1.36M 82,130 -70,214 -46%
DM
65
Delphi Management
Massachusetts
$1.35M 81,182 -1,102 -1%
Cambridge Investment Research Advisors
66
Cambridge Investment Research Advisors
Iowa
$1.34M 80,740 -3,630 -4%
TFCM
67
Taylor Frigon Capital Management
Arizona
$1.32M 79,577 +676 +0.9%
AWM
68
AE Wealth Management
Kansas
$1.26M 75,756 -1,190 -2%
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
$1.23M 74,109 -140,644 -65%
Deutsche Bank
70
Deutsche Bank
Germany
$1.19M 71,606 -7,854 -10%
Baird Financial Group
71
Baird Financial Group
Wisconsin
$1.15M 69,451 -427 -0.6%
AWA
72
Arkadios Wealth Advisors
Georgia
$1.15M 68,943 +2,988 +5%
Ameriprise
73
Ameriprise
Minnesota
$1.13M 67,957 +16,560 +32%
DA
74
Duality Advisers
Florida
$1.09M 65,450 +990 +2%
Bank of America
75
Bank of America
North Carolina
$1.07M 64,478 -17,284 -21%
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