Baird Financial Group’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-10,864	Closed	-$209K	–	1807
2025 Q1	$209K	Buy	10,864 +38	+0.4%	+$767	﹤0.01%	1678
2024 Q4	$217K	Buy	10,826 +802	+8%	+$15.7K	﹤0.01%	1655
2024 Q3	$197K	Buy	+10,024	New	+$197K	﹤0.01%	1662
2024 Q2	–	Sell	-24,216	Closed	-$447K	–	1794
2024 Q1	$447K	Buy	+24,216	New	+$430K	﹤0.01%	1430
2022 Q4	–	Sell	-68,561	Closed	-$794K	–	1724
2022 Q3	$794K	Sell	68,561 -1,763	-3%	-$25.2K	﹤0.01%	1119
2022 Q2	$949K	Buy	70,324 +2,146	+3%	+$33.5K	﹤0.01%	1099
2022 Q1	$1.23M	Sell	68,178 -184	-0.3%	-$3.23K	﹤0.01%	1057
2021 Q4	$1.13M	Sell	68,362 -1,089	-2%	-$18.5K	﹤0.01%	1157
2021 Q3	$1.15M	Sell	69,451 -427	-0.6%	-$7.26K	﹤0.01%	1150
2021 Q2	$1.19M	Sell	69,878 -2,589	-4%	-$44.3K	﹤0.01%	1121
2021 Q1	$1.16M	Buy	72,467 +4,569	+7%	+$70.9K	﹤0.01%	1074
2020 Q4	$979K	Sell	67,898 -4,652	-6%	-$59.2K	﹤0.01%	1005
2020 Q3	$839K	Sell	72,550 -14,720	-17%	-$164K	﹤0.01%	1000
2020 Q2	$914K	Sell	87,270 -59,328	-40%	-$602K	﹤0.01%	956
2020 Q1	$1.12M	Buy	146,598 +110,488	+306%	+$1.44M	0.01%	856
2019 Q4	$506K	Buy	+36,110	New	+$502K	﹤0.01%	1170