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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
51
Bank of New York Mellon
New York
$2.14M -$727K -42,505 -25%
SW
52
SVB Wealth
Massachusetts
$2.08M +$162K +9,490 +8%
Osaic Holdings
53
Osaic Holdings
Arizona
$2.06M -$635K -37,100 -24%
Skandinaviska Enskilda Banken (SEB)
54
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.04M +$2.04M +119,500 New
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$1.99M -$101K -5,927 -5%
HighTower Advisors
56
HighTower Advisors
Illinois
$1.95M -$959K -56,040 -33%
AR
57
Advisory Research
Illinois
$1.92M -$175K -10,225 -8%
DnB Asset Management
58
DnB Asset Management
Norway
$1.91M +$818K +47,790 +74%
PCM
59
Polaris Capital Management
Massachusetts
$1.81M -$373K -21,800 -17%
Mackenzie Financial
60
Mackenzie Financial
Ontario, Canada
$1.75M +$922K +53,897 +110%
FF
61
FourThought Financial
Florida
$1.66M -$84K -4,909 -5%
CIBC Private Wealth Group
62
CIBC Private Wealth Group
Georgia
$1.63M – – –
Northern Trust
63
Northern Trust
Illinois
$1.48M -$6.09M -355,979 -80%
IAIM
64
International Assets Investment Management
Florida
$1.48M -$1.44M -84,185 -49%
CNFG
65
Creegan & Nassoura Financial Group
New Hampshire
$1.44M -$34.2K -2,000 -2%
Cambridge Investment Research Advisors
66
Cambridge Investment Research Advisors
Iowa
$1.44M +$117K +6,830 +9%
Tudor Investment Corp
67
Tudor Investment Corp
Connecticut
$1.43M -$999K -58,372 -41%
DM
68
Delphi Management
Massachusetts
$1.4M -$9.39K -549 -0.7%
Bank of America
69
Bank of America
North Carolina
$1.4M +$506K +29,563 +57%
Deutsche Bank
70
Deutsche Bank
Germany
$1.35M +$73K +4,267 +6%
TFCM
71
Taylor Frigon Capital Management
Arizona
$1.35M -$365K -21,350 -21%
AWM
72
AE Wealth Management
Kansas
$1.31M +$1.03M +60,118 +357%
Fidelity International
73
Fidelity International
Bermuda
$1.27M – – –
Baird Financial Group
74
Baird Financial Group
Wisconsin
$1.19M -$44.3K -2,589 -4%
AWA
75
Arkadios Wealth Advisors
Georgia
$1.13M +$495K +28,960 +78%
1 2
3
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HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.