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Hercules Capital
HTGC

Overview Fund Activity

165 hedge funds and large institutions have $469M invested in Hercules Capital in 2017 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 48 reducing their positions, and 20 closing their positions.

Holders
165
Holders Change
+7
Holders Change %
+4.43%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
28
Increased
63
Reduced
48
Closed
20
Calls
$1.14M
Puts
$1.35M
Net Calls
-$217K
Net Calls Change
-$1.73M

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$39.2M
2
AM
2
Ares Management
California
$10.1M
3
MC
3
Muzinich & Co
New York
$52.4M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
Stifel Financial
5
Stifel Financial
Missouri
$6.5M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$804K
2
NC
2
Northpointe Capital
Michigan
$8.83M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$6.22M
5
PI
5
Putnam Investments
Massachusetts
$1.99M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
51
Bank of America
North Carolina
$1.19M 89,490 +58,487 +189%
Northern Trust
52
Northern Trust
Illinois
$1.18M 89,026 -6,605 -7%
YMRC
53
Yorktown Management & Research Company
Virginia
$1.11M 83,928 -106,072 -56%
Russell Investments Group
54
Russell Investments Group
United Kingdom
$1.11M 83,854 +3,269 +4%
Norges Bank
55
Norges Bank
Norway
$1.11M 83,545 +1,901 +2%
AG
56
Advisor Group
Arizona
$1.1M 82,784 +7,250 +10%
WFI
57
West Family Investments
California
$1.05M 82,982 +62,982 +315%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$1.03M 77,692 +1,518 +2%
OIA
59
Optimum Investment Advisors
Illinois
$1.01M 76,500 – –
HB
60
Homrich & Berg
Georgia
$961K 72,599 +1,632 +2%
Susquehanna International Group
61
Susquehanna International Group
Pennsylvania
$941K 71,037 -60,563 -46%
NGA
62
Naples Global Advisors
Florida
$922K 69,656 +600 +0.9%
SG Americas Securities
63
SG Americas Securities
New York
$920K 69,481 +4,821 +7%
MWNA
64
Marshall Wace North America
New York
$916K 70,464 +70,464 New
DnB Asset Management
65
DnB Asset Management
Norway
$902K 68,139 +6,500 +11%
AIMCA
66
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$876K 66,168 – –
Bank of New York Mellon
67
Bank of New York Mellon
New York
$873K 65,885 +9,949 +18%
NSEDCP
68
NJ State Employees Deferred Compensation Plan
New Jersey
$861K 65,000 – –
Wellington Management Group
69
Wellington Management Group
Massachusetts
$804K 60,743 -1,352,656 -96%
TRSOTSOK
70
Teachers Retirement System of the State of Kentucky
Kentucky
$804K 60,743 – –
AIM
71
Advantage Investment Management
Iowa
$798K 60,244 +6,230 +12%
CC
72
Cipher Capital
New York
$792K 59,842 +59,842 New
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
$771K 58,246 -2,913 -5%
TCM
74
Tufton Capital Management
Maryland
$753K 56,906 -13,596 -19%
BTS
75
BB&T Securities
Virginia
$740K 55,940 +41,379 +284%
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