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Hercules Capital
HTGC

Overview Fund Activity

143 hedge funds and large institutions have $346M invested in Hercules Capital in 2016 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 49 increasing their positions, 48 reducing their positions, and 19 closing their positions.

Holders
143
Holders Change
-3
Holders Change %
-2.05%
% of All Funds
3.82%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
16
Increased
49
Reduced
48
Closed
19
Calls
$732K
Puts
$209K
Net Calls
+$523K
Net Calls Change
+$476K

Top Buyers

1
NC
1
Northpointe Capital
Michigan
$12.9M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$20.1M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$16.9M
4
Goldman Sachs
4
Goldman Sachs
New York
$2.08M
5
CCP
5
Clough Capital Partners
Massachusetts
$1.2M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
CCMLC
2
Cardinal Capital Management LLC (Connecticut)
Connecticut
$6.85M
3
NIMC
3
NWQ Investment Management Company
California
$3.68M
4
Invesco
4
Invesco
Georgia
$11.7M
5
AIU
5
Algebris Investments (UK)
United Kingdom
$386K
Name Market Value Shares Shares
Change 		Shares
Change %
GCP
51
GSA Capital Partners
United Kingdom
$907K 75,501 +54,711 +263%
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$803K 66,859 -3,856 -5%
NSEDCP
53
NJ State Employees Deferred Compensation Plan
New Jersey
$786K 65,000 – –
HB
54
Homrich & Berg
Georgia
$780K 64,928 +1,679 +3%
NGA
55
Naples Global Advisors
Florida
$761K 63,366 -2,350 -4%
Two Sigma Advisers
56
Two Sigma Advisers
New York
$735K 61,175 -13,579 -18%
TRSOTSOK
57
Teachers Retirement System of the State of Kentucky
Kentucky
$730K 60,743 – –
NFA
58
Nationwide Fund Advisors
Ohio
$709K 59,002 +1,547 +3%
CIBC Private Wealth Group
59
CIBC Private Wealth Group
Georgia
$694K 57,758 +1,950 +3%
Citigroup
60
Citigroup
New York
$679K 56,461 -2,860 -5%
Janney Montgomery Scott
61
Janney Montgomery Scott
Pennsylvania
$673K 56,000 -14,350 -20%
LPL Financial
62
LPL Financial
California
$664K 55,458 -36,907 -40%
TG
63
TCW Group
California
$635K 52,900 – –
BCM
64
Buckhead Capital Management
Georgia
$622K 51,800 +12,000 +30%
DnB Asset Management
65
DnB Asset Management
Norway
$591K 49,239 -1,300 -3%
VFS
66
VSR Financial Services
Kansas
$532K 44,321 – –
EAM
67
Eventide Asset Management
Massachusetts
$500K 41,600 +18,900 +83%
Two Sigma Investments
68
Two Sigma Investments
New York
$488K 40,648 -96,252 -70%
SCM
69
Silver Capital Management
New York
$481K 40,033 +40,033 New
RJFSA
70
Raymond James Financial Services Advisors
Florida
$474K 39,501 -5,237 -12%
US Bancorp
71
US Bancorp
Minnesota
$459K 38,182 +950 +3%
FAAS
72
First Allied Advisory Services
California
$458K 38,272 +2,179 +6%
Tudor Investment Corp
73
Tudor Investment Corp
Connecticut
$455K 37,878 +3,011 +9%
Bank of America
74
Bank of America
North Carolina
$436K 36,210 -21,645 -37%
CIBC World Market
75
CIBC World Market
Ontario, Canada
$397K 33,083 -3,285 -9%
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