Eventide Asset Management’s Hercules Capital HTGC Stock Holding History

Eventide Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-100,000	Closed	-$1.32M	–	138
2017 Q2	$1.32M	Hold	100,000	–	–	0.08%	108
2017 Q1	$1.51M	Sell	100,000 -6,000	-6%	-$88K	0.1%	98
2016 Q4	$1.5M	Buy	106,000 +27,000	+34%	+$368K	0.1%	100
2016 Q3	$1.07M	Buy	79,000 +15,000	+23%	+$200K	0.07%	104
2016 Q2	$795K	Buy	64,000 +22,400	+54%	+$272K	0.05%	105
2016 Q1	$500K	Buy	41,600 +18,900	+83%	+$210K	0.03%	109
2015 Q4	$277K	Buy	22,700 +11,500	+103%	+$129K	0.01%	108
2015 Q3	$113K	Buy	+11,200	New	+$127K	0.01%	115

Other funds holding HTGC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return