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Hercules Capital
HTGC

249 hedge funds and large institutions have $418M invested in Hercules Capital in 2023 Q2 according to their latest regulatory filings, with 24 funds opening new positions, 94 increasing their positions, 72 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 72

25% more call options, than puts

Call options by funds: $15.4M | Put options by funds: $12.3M

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

4% more capital invested

Capital invested by funds: $401M → $418M (+$17.5M)

3% less funds holding

Funds holding: 257 → 249 (-8)

3.11% less ownership

Funds ownership: 22.95% → 19.84% (-3.1%)

17% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 29

Holders
249
Holders Change
-8
Holders Change %
-3.11%
% of All Funds
3.91%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
24
Increased
94
Reduced
72
Closed
29
Calls
$15.4M
Puts
$12.3M
Net Calls
+$3.1M
Net Calls Change
+$15.6M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
+$4.89M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$2.35M
3
SSA
Schonfeld Strategic Advisors
New York
+$1.95M
4
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$1.84M
5
VanEck Associates
VanEck Associates
New York
+$1.77M

Top Sellers

1
T. Rowe Price Investment Management
T. Rowe Price Investment Management
Maryland
-$18.1M
2
Citadel Advisors
Citadel Advisors
Florida
-$13.6M
3
CCPM
Cooper Creek Partners Management
New York
-$7.01M
4
SNB
Security National Bank
Nebraska
-$3.06M
5
CSS
Cubist Systematic Strategies
Connecticut
-$3.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWS
26
Atria Wealth Solutions
New York
$4.52M -$38.2K -2,782 -0.9%
CAGAS
27
Capital Advisory Group Advisory Services
Minnesota
$4.49M +$163K +11,857 +4%
TA
28
Tectonic Advisors
Texas
$4.32M +$462K +33,701 +13%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$4.3M +$228K +16,600 +6%
UBS Group
30
UBS Group
Switzerland
$4.3M +$32.2K +2,349 +0.8%
Citadel Advisors
31
Citadel Advisors
Florida
$3.93M -$13.6M -988,239 -79%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$3.86M +$438K +31,930 +14%
FWP
33
FAS Wealth Partners
Kansas
$3.27M +$71.3K +5,201 +2%
MCM
34
McKinley Capital Management
Alaska
$3.21M -$30K -2,185 -1%
AllianceBernstein
35
AllianceBernstein
Tennessee
$3.17M -$893K -65,087 -23%
Ameriprise
36
Ameriprise
Minnesota
$2.95M +$1.1M +80,398 +68%
IFG
37
Independent Financial Group
California
$2.93M +$8.94K +652 +0.3%
Marshall Wace
38
Marshall Wace
United Kingdom
$2.9M -$2.37M -172,532 -47%
DADC
39
D.A. Davidson & Co
Montana
$2.73M +$103K +7,508 +4%
LBWM
40
Left Brain Wealth Management
Illinois
$2.57M +$114K +8,295 +5%
SPC
41
Sigma Planning Corp
Michigan
$2.54M -$143K -10,438 -6%
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$2.54M +$2.35M +171,557 New
MYIA
43
Mount Yale Investment Advisors
Colorado
$2.43M -$165K -12,005 -7%
BAAM
44
Baker Avenue Asset Management
California
$2.1M +$175K +12,760 +10%
SSA
45
Schonfeld Strategic Advisors
New York
$2.1M +$1.95M +141,900 +141,900%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$2.05M +$48.3K +3,524 +3%
William Blair & Company
47
William Blair & Company
Illinois
$2.03M – – –
JF
48
Jump Financial
Illinois
$2.03M +$1.21M +88,182 +179%
GG
49
Golden Green
South Carolina
$2.03M -$33.7K -2,460 -2%
Balyasny Asset Management
50
Balyasny Asset Management
Illinois
$1.98M +$1.84M +133,985 New
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