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Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LSV Asset Management
26
LSV Asset Management
Illinois
$4.56M 316,470 -10,300 -3%
GC
27
Guggenheim Capital
Illinois
$4.28M 296,953 -93,782 -24%
AAM
28
Advisors Asset Management
Colorado
$4.04M 280,424 -7,203 -3%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$3.95M 273,923 +152 +0.1%
AllianceBernstein
30
AllianceBernstein
Tennessee
$3.87M 268,404 +4,000 +2%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$3.82M 264,806 -23 -0%
RJA
32
Raymond James & Associates
Florida
$3.8M 263,781 +32,160 +14%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$3.7M 256,700 -4,900 -2%
N
34
Natixis
France
$3.63M 251,721 +233,400 +1,274%
Neuberger Berman Group
35
Neuberger Berman Group
New York
$3.19M 220,840 +210,069 +1,950%
CAGAS
36
Capital Advisory Group Advisory Services
Minnesota
$3.13M 217,193 +42,499 +24%
PPA
37
Parametric Portfolio Associates
Washington
$3.08M 213,869 -17,112 -7%
ADBIC
38
A.D. Beadell Investment Counsel
Wisconsin
$2.89M 200,603 – –
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$2.59M 179,828 -3,907 -2%
TIM
40
Triad Investment Management
California
$2.51M 174,247 -1,524 -0.9%
HighTower Advisors
41
HighTower Advisors
Illinois
$2.51M 174,064 -18,649 -10%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$2.49M 172,547 +18,248 +12%
SPC
43
Sigma Planning Corp
Michigan
$2.45M 170,171 +26,409 +18%
Voloridge Investment Management
44
Voloridge Investment Management
Florida
$2.43M 168,226 +168,226 New
LPL Financial
45
LPL Financial
California
$2.37M 164,660 +77,370 +89%
Osaic Holdings
46
Osaic Holdings
Arizona
$2.27M 157,847 +9,108 +6%
AR
47
Advisory Research
Illinois
$2.21M 153,259 -50,408 -25%
PCM
48
Polaris Capital Management
Massachusetts
$2.17M 150,298 – –
SNB
49
Security National Bank
Nebraska
$2.16M 150,854 +150,854 New
Arrowstreet Capital
50
Arrowstreet Capital
Massachusetts
$2.02M 139,884 +139,884 New
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